§ 1395dd. Examination and treatment for emer-
gency medical conditions and women in
labor
(a) Medical screening requirement
In the case of a hospital that has a hospital
emergency
department,
if
any
individual
(whether or not eligible for benefits under this
subchapter) comes to the emergency department
and a request is made on the individual’s behalf
for examination or treatment for a medical con-
dition, the hospital must provide for an appro-
priate medical screening examination within the
capability of the hospital’s emergency depart-
ment, including ancillary services routinely
available to the emergency department, to de-
termine whether or not an emergency medical
condition (within the meaning of subsection
(e)(1)) exists.
(b) Necessary stabilizing treatment for emer-
gency medical conditions and labor
(1) In general
If any individual (whether or not eligible for
benefits under this subchapter) comes to a
hospital and the hospital determines that the
individual has an emergency medical condi-
tion, the hospital must provide either—
(A) within the staff and facilities available
at the hospital, for such further medical ex-
amination and such treatment as may be re-
quired to stabilize the medical condition, or
(B) for transfer of the individual to an-
other medical facility in accordance with
subsection (c).
(2) Refusal to consent to treatment
A hospital is deemed to meet the require-
ment of paragraph (1)(A) with respect to an in-
dividual if the hospital offers the individual
the further medical examination and treat-
ment described in that paragraph and informs
the individual (or a person acting on the indi-
vidual’s behalf) of the risks and benefits to the
individual of such examination and treatment,
but the individual (or a pe
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Page 3663
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
1 So in original. Probably should be followed by a comma.
§ 1395dd. Examination and treatment for emer-
gency medical conditions and women in
labor
(a) Medical screening requirement
In the case of a hospital that has a hospital
emergency
department,
if
any
individual
(whether or not eligible for benefits under this
subchapter) comes to the emergency department
and a request is made on the individual’s behalf
for examination or treatment for a medical con-
dition, the hospital must provide for an appro-
priate medical screening examination within the
capability of the hospital’s emergency depart-
ment, including ancillary services routinely
available to the emergency department, to de-
termine whether or not an emergency medical
condition (within the meaning of subsection
(e)(1)) exists.
(b) Necessary stabilizing treatment for emer-
gency medical conditions and labor
(1) In general
If any individual (whether or not eligible for
benefits under this subchapter) comes to a
hospital and the hospital determines that the
individual has an emergency medical condi-
tion, the hospital must provide either—
(A) within the staff and facilities available
at the hospital, for such further medical ex-
amination and such treatment as may be re-
quired to stabilize the medical condition, or
(B) for transfer of the individual to an-
other medical facility in accordance with
subsection (c).
(2) Refusal to consent to treatment
A hospital is deemed to meet the require-
ment of paragraph (1)(A) with respect to an in-
dividual if the hospital offers the individual
the further medical examination and treat-
ment described in that paragraph and informs
the individual (or a person acting on the indi-
vidual’s behalf) of the risks and benefits to the
individual of such examination and treatment,
but the individual (or a person acting on the
individual’s behalf) refuses to consent to the
examination and treatment. The hospital shall
take all reasonable steps to secure the individ-
ual’s (or person’s) written informed consent to
refuse such examination and treatment.
(3) Refusal to consent to transfer
A hospital is deemed to meet the require-
ment of paragraph (1) with respect to an indi-
vidual if the hospital offers to transfer the in-
dividual to another medical facility in accord-
ance with subsection (c) and informs the indi-
vidual (or a person acting on the individual’s
behalf) of the risks and benefits to the indi-
vidual of such transfer, but the individual (or
a person acting on the individual’s behalf) re-
fuses to consent to the transfer. The hospital
shall take all reasonable steps to secure the
individual’s (or person’s) written informed
consent to refuse such transfer.
(c) Restricting transfers until individual sta-
bilized
(1) Rule
If an individual at a hospital has an emer-
gency medical condition which has not been
stabilized (within the meaning of subsection
(e)(3)(B)), the hospital may not transfer the in-
dividual unless—
(A)(i) the individual (or a legally respon-
sible person acting on the individual’s be-
half) after being informed of the hospital’s
obligations under this section and of the risk
of transfer, in writing requests transfer to
another medical facility,
(ii) a physician (within the meaning of sec-
tion 1395x(r)(1) of this title) has signed a cer-
tification that 1 based upon the information
available at the time of transfer, the med-
ical benefits reasonably expected from the
provision of appropriate medical treatment
at another medical facility outweigh the in-
creased risks to the individual and, in the
case of labor, to the unborn child from ef-
fecting the transfer, or
(iii) if a physician is not physically present
in the emergency department at the time an
individual is transferred, a qualified medical
person (as defined by the Secretary in regu-
lations) has signed a certification described
in clause (ii) after a physician (as defined in
section 1395x(r)(1) of this title), in consulta-
tion with the person, has made the deter-
mination described in such clause, and sub-
sequently countersigns the certification; and
(B) the transfer is an appropriate transfer
(within the meaning of paragraph (2)) to that
facility.
A certification described in clause (ii) or (iii)
of subparagraph (A) shall include a summary
of the risks and benefits upon which the cer-
tification is based.
(2) Appropriate transfer
An appropriate transfer to a medical facility
is a transfer—
(A) in which the transferring hospital pro-
vides the medical treatment within its ca-
pacity which minimizes the risks to the in-
dividual’s health and, in the case of a woman
in labor, the health of the unborn child;
(B) in which the receiving facility—
(i) has available space and qualified per-
sonnel for the treatment of the individual,
and
(ii) has agreed to accept transfer of the
individual and to provide appropriate med-
ical treatment;
(C) in which the transferring hospital
sends to the receiving facility all medical
records (or copies thereof), related to the
emergency condition for which the indi-
vidual has presented, available at the time
of the transfer, including records related to
the individual’s emergency medical condi-
tion, observations of signs or symptoms, pre-
liminary diagnosis, treatment provided, re-
sults of any tests and the informed written
consent or certification (or copy thereof)
provided under paragraph (1)(A), and the
name and address of any on-call physician
(described in subsection (d)(1)(C)) who has
refused or failed to appear within a reason-
able time to provide necessary stabilizing
treatment;
Page 3664
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
(D) in which the transfer is effected
through qualified personnel and transpor-
tation equipment, as required including the
use of necessary and medically appropriate
life support measures during the transfer;
and
(E) which meets such other requirements
as the Secretary may find necessary in the
interest of the health and safety of individ-
uals transferred.
(d) Enforcement
(1) Civil money penalties
(A) A participating hospital that negligently
violates a requirement of this section is sub-
ject to a civil money penalty of not more than
$50,000 (or not more than $25,000 in the case of
a hospital with less than 100 beds) for each
such violation. The provisions of section
1320a–7a of this title (other than subsections
(a) and (b)) shall apply to a civil money pen-
alty under this subparagraph in the same man-
ner as such provisions apply with respect to a
penalty
or
proceeding
under
section
1320a–7a(a) of this title.
(B) Subject to subparagraph (C), any physi-
cian who is responsible for the examination,
treatment, or transfer of an individual in a
participating hospital, including a physician
on-call for the care of such an individual, and
who negligently violates a requirement of this
section, including a physician who—
(i) signs a certification under subsection
(c)(1)(A) that the medical benefits reason-
ably to be expected from a transfer to an-
other facility outweigh the risks associated
with the transfer, if the physician knew or
should have known that the benefits did not
outweigh the risks, or
(ii) misrepresents an individual’s condition
or other information, including a hospital’s
obligations under this section,
is subject to a civil money penalty of not more
than $50,000 for each such violation and, if the
violation is gross and flagrant or is repeated,
to exclusion from participation in this sub-
chapter and State health care programs. The
provisions of section 1320a–7a of this title
(other than the first and second sentences of
subsection (a) and subsection (b)) shall apply
to a civil money penalty and exclusion under
this subparagraph in the same manner as such
provisions apply with respect to a penalty, ex-
clusion,
or
proceeding
under
section
1320a–7a(a) of this title.
(C) If, after an initial examination, a physi-
cian determines that the individual requires
the services of a physician listed by the hos-
pital on its list of on-call physicians (required
to be maintained under section 1395cc(a)(1)(I)
of this title) and notifies the on-call physician
and the on-call physician fails or refuses to ap-
pear within a reasonable period of time, and
the physician orders the transfer of the indi-
vidual because the physician determines that
without the services of the on-call physician
the benefits of transfer outweigh the risks of
transfer, the physician authorizing the trans-
fer shall not be subject to a penalty under sub-
paragraph (B). However, the previous sentence
shall not apply to the hospital or to the on-
call physician who failed or refused to appear.
(2) Civil enforcement
(A) Personal harm
Any individual who suffers personal harm
as a direct result of a participating hos-
pital’s violation of a requirement of this sec-
tion may, in a civil action against the par-
ticipating hospital, obtain those damages
available for personal injury under the law
of the State in which the hospital is located,
and such equitable relief as is appropriate.
(B) Financial loss to other medical facility
Any medical facility that suffers a finan-
cial loss as a direct result of a participating
hospital’s violation of a requirement of this
section may, in a civil action against the
participating hospital, obtain those damages
available for financial loss, under the law of
the State in which the hospital is located,
and such equitable relief as is appropriate.
(C) Limitations on actions
No action may be brought under this para-
graph more than two years after the date of
the violation with respect to which the ac-
tion is brought.
(3) Consultation with quality improvement or-
ganizations
In considering allegations of violations of
the requirements of this section in imposing
sanctions under paragraph (1) or in termi-
nating a hospital’s participation under this
subchapter, the Secretary shall request the
appropriate quality improvement organization
(with a contract under part B of subchapter
XI) to assess whether the individual involved
had an emergency medical condition which
had not been stabilized, and provide a report
on its findings. Except in the case in which a
delay would jeopardize the health or safety of
individuals, the Secretary shall request such a
review before effecting a sanction under para-
graph (1) and shall provide a period of at least
60 days for such review. Except in the case in
which a delay would jeopardize the health or
safety of individuals, the Secretary shall also
request such a review before making a compli-
ance determination as part of the process of
terminating a hospital’s participation under
this subchapter for violations related to the
appropriateness of a medical screening exam-
ination, stabilizing treatment, or an appro-
priate transfer as required by this section, and
shall provide a period of 5 days for such re-
view. The Secretary shall provide a copy of
the organization’s report to the hospital or
physician consistent with confidentiality re-
quirements imposed on the organization under
such part B.
(4) Notice upon closing an investigation
The Secretary shall establish a procedure to
notify hospitals and physicians when an inves-
tigation under this section is closed.
(e) Definitions
In this section:
(1) The term ‘‘emergency medical condition’’
means—
(A) a medical condition manifesting itself
by acute symptoms of sufficient severity (in-
Page 3665
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
cluding severe pain) such that the absence of
immediate medical attention could reason-
ably be expected to result in—
(i) placing the health of the individual
(or, with respect to a pregnant woman, the
health of the woman or her unborn child)
in serious jeopardy,
(ii) serious impairment to bodily func-
tions, or
(iii) serious dysfunction of any bodily
organ or part; or
(B) with respect to a pregnant woman who
is having contractions—
(i) that there is inadequate time to effect
a safe transfer to another hospital before
delivery, or
(ii) that transfer may pose a threat to
the health or safety of the woman or the
unborn child.
(2) The term ‘‘participating hospital’’ means
a hospital that has entered into a provider
agreement under section 1395cc of this title.
(3)(A) The term ‘‘to stabilize’’ means, with
respect to an emergency medical condition de-
scribed in paragraph (1)(A), to provide such
medical treatment of the condition as may be
necessary to assure, within reasonable medical
probability, that no material deterioration of
the condition is likely to result from or occur
during the transfer of the individual from a fa-
cility, or, with respect to an emergency med-
ical condition described in paragraph (1)(B), to
deliver (including the placenta).
(B) The term ‘‘stabilized’’ means, with re-
spect to an emergency medical condition de-
scribed in paragraph (1)(A), that no material
deterioration of the condition is likely, within
reasonable medical probability, to result from
or occur during the transfer of the individual
from a facility, or, with respect to an emer-
gency medical condition described in para-
graph (1)(B), that the woman has delivered (in-
cluding the placenta).
(4) The term ‘‘transfer’’ means the move-
ment (including the discharge) of an indi-
vidual outside a hospital’s facilities at the di-
rection of any person employed by (or affili-
ated or associated, directly or indirectly,
with) the hospital, but does not include such a
movement of an individual who (A) has been
declared dead, or (B) leaves the facility with-
out the permission of any such person.
(5) The term ‘‘hospital’’ includes a critical
access
hospital
(as
defined
in
section
1395x(mm)(1) of this title) and a rural emer-
gency
hospital
(as
defined
in
section
1395x(kkk)(2) of this title).
(f) Preemption
The provisions of this section do not preempt
any State or local law requirement, except to
the extent that the requirement directly con-
flicts with a requirement of this section.
(g) Nondiscrimination
A participating hospital that has specialized
capabilities or facilities (such as burn units,
shock-trauma units, neonatal intensive care
units, or (with respect to rural areas) regional
referral centers as identified by the Secretary in
regulation) shall not refuse to accept an appro-
priate transfer of an individual who requires
such specialized capabilities or facilities if the
hospital has the capacity to treat the indi-
vidual.
(h) No delay in examination or treatment
A participating hospital may not delay provi-
sion of an appropriate medical screening exam-
ination required under subsection (a) or further
medical examination and treatment required
under subsection (b) in order to inquire about
the individual’s method of payment or insurance
status.
(i) Whistleblower protections
A participating hospital may not penalize or
take adverse action against a qualified medical
person described in subsection (c)(1)(A)(iii) or a
physician because the person or physician re-
fuses to authorize the transfer of an individual
with an emergency medical condition that has
not been stabilized or against any hospital em-
ployee because the employee reports a violation
of a requirement of this section.
(Aug. 14, 1935, ch. 531, title XVIII, § 1867, as added
Pub. L. 99–272, title IX, § 9121(b), Apr. 7, 1986, 100
Stat. 164; amended Pub. L. 99–509, title IX,
§ 9307(c)(4), Oct. 21, 1986, 100 Stat. 1996; Pub. L.
99–514, title XVIII, § 1895(b)(4), Oct. 22, 1986, 100
Stat. 2933; Pub. L. 100–203, title IV, § 4009(a)(1),
formerly § 4009(a)(1), (2), Dec. 22, 1987, 101 Stat.
1330–56,
1330–57;
Pub.
L.
100–360,
title
IV,
§ 411(b)(8)(A)(i), July 1, 1988, 102 Stat. 772; Pub. L.
100–485, title VI, § 608(d)(18)(E), Oct. 13, 1988, 102
Stat.
2419;
Pub.
L.
101–239,
title
VI,
§§ 6003(g)(3)(D)(xiv), 6211(a)–(h), Dec. 19, 1989, 103
Stat. 2154, 2245–2248; Pub. L. 101–508, title IV,
§§ 4008(b)(1)–(3)(A), 4207(a)(1)(A), (2), (3), (k)(3),
formerly 4027(a)(1)(A), (2), (3), (k)(3), Nov. 5, 1990,
104 Stat. 1388–44, 1388–117, 1388–124, renumbered
and amended Pub. L. 103–432, title I, § 160(d)(4),
(5)(A), Oct. 31, 1994, 108 Stat. 4444; Pub. L. 105–33,
title IV, § 4201(c)(1), Aug. 5, 1997, 111 Stat. 373;
Pub. L. 108–173, title VII, § 736(a)(14), title IX,
§ 944(b), (c)(1), Dec. 8, 2003, 117 Stat. 2355, 2423;
Pub. L. 112–40, title II, § 261(a)(3)(A), (E), Oct. 21,
2011, 125 Stat. 423; Pub. L. 116–260, div. CC, title
I, § 125(b)(2)(B), Dec. 27, 2020, 134 Stat. 2966.)
Editorial Notes
PRIOR PROVISIONS
A prior section 1395dd, act Aug. 14, 1935, ch. 531, title
XVIII, § 1867, as added July 30, 1965, Pub. L. 89–97, title
I, § 102(a), 79 Stat. 329; amended Jan. 2, 1968, Pub. L.
90–248, title I, § 164(a), 81 Stat. 873; Oct. 30, 1972, Pub. L.
92–603, title II, § 288, 86 Stat. 1457, related to creation,
composition, meetings, and functions of the Health In-
surance Benefits Advisory Council and the appointment
of a Chairman and members thereto, and qualifica-
tions, terms of office, compensation, and reimburse-
ment of travel expenses of members, prior to repeal by
Pub. L. 98–369, div. B, title III, § 2349(a), July 18, 1984, 98
Stat. 1097, eff. July 18, 1984.
AMENDMENTS
2020—Subsec. (e)(5). Pub. L. 116–260 inserted ‘‘and a
rural emergency hospital (as defined in section
1395x(kkk)(2) of this title)’’ before period at end.
2011—Subsec. (d)(3). Pub. L. 112–40 substituted ‘‘qual-
ity improvement’’ for ‘‘peer review’’ in heading and for
‘‘utilization and quality control peer review’’ in text.
2003—Subsec. (d)(1)(B). Pub. L. 108–173, § 736(a)(14)(A),
substituted ‘‘if the violation is’’ for ‘‘if the violation is
is’’ in concluding provisions.
Page 3666
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
Subsec. (d)(3). Pub. L. 108–173, § 944(c)(1), inserted ‘‘or
in terminating a hospital’s participation under this
subchapter’’ after ‘‘in imposing sanctions under para-
graph (1)’’ and inserted at end ‘‘Except in the case in
which a delay would jeopardize the health or safety of
individuals, the Secretary shall also request such a re-
view before making a compliance determination as part
of the process of terminating a hospital’s participation
under this subchapter for violations related to the ap-
propriateness of a medical screening examination, sta-
bilizing treatment, or an appropriate transfer as re-
quired by this section, and shall provide a period of 5
days for such review. The Secretary shall provide a
copy of the organization’s report to the hospital or
physician consistent with confidentiality requirements
imposed on the organization under such part B.’’
Subsec. (d)(4). Pub. L. 108–173, § 944(b), added par. (4).
Subsec. (e)(1)(B). Pub. L. 108–173, § 736(a)(14)(B), sub-
stituted ‘‘a pregnant woman’’ for ‘‘a pregnant women’’.
Subsec. (e)(2). Pub. L. 108–173, § 736(a)(14)(C), sub-
stituted ‘‘means a hospital’’ for ‘‘means hospital’’.
1997—Subsec. (e)(5). Pub. L. 105–33 substituted ‘‘crit-
ical access’’ for ‘‘rural primary care’’.
1994—Subsec. (d)(3). Pub. L. 103–432, § 160(d)(5)(A),
made
technical
amendment
to
Pub.
L.
101–508,
§ 4207(a)(1)(A). See 1990 Amendment note below.
1990—Subsec.
(c)(2)(C).
Pub.
L.
101–508,
§ 4008(b)(3)(A)(iii), substituted ‘‘subsection (d)(1)(C)’’ for
‘‘subsection (d)(2)(C)’’.
Subsec. (d)(1). Pub. L. 101–508, § 4008(b)(3)(A)(i), (ii), re-
designated par. (2) as (1) and struck out former par. (1)
which read as follows: ‘‘If a hospital knowingly and
willfully, or negligently, fails to meet the requirements
of this section, such hospital is subject to—
‘‘(A) termination of its provider agreement under
this subchapter in accordance with section 1395cc(b)
of this title, or
‘‘(B) at the option of the Secretary, suspension of
such agreement for such period of time as the Sec-
retary determines to be appropriate, upon reasonable
notice to the hospital and to the public.’’
Subsec. (d)(1)(B). Pub. L. 101–508, § 4207(a)(2), (3), for-
merly § 4027(a)(2), (3), as renumbered by Pub. L. 103–432,
§ 160(d)(4), which directed amendment of par. (2)(B) by
substituting ‘‘negligently’’ for ‘‘knowingly’’ and ‘‘is
gross and flagrant or is repeated’’ for ‘‘knowing and
willful or negligent’’, was executed by making the sub-
stitutions in par. (1)(B) to reflect the probable intent of
Congress and the intervening redesignation of par. (2)
as (1) by Pub. L. 101–508, § 4008(b)(3)(A)(ii). See above.
Subsec. (d)(2). Pub. L. 101–508, § 4008(b)(3)(A)(ii), redes-
ignated par. (3) as (2). Former par. (2) redesignated (1).
Subsec. (d)(2)(A). Pub. L. 101–508, § 4008(b)(1), (2), sub-
stituted ‘‘negligently’’ for ‘‘knowingly’’ and inserted
‘‘(or not more than $25,000 in the case of a hospital with
less than 100 beds)’’ after ‘‘$50,000’’.
Subsec. (d)(3). Pub. L. 101–508, § 4207(a)(1)(A), formerly
§ 4027(a)(1)(A), as renumbered and amended by Pub. L.
103–432, § 160(d)(4), (5)(A), added par. (3). Former par. (3)
redesignated (2).
Subsec. (i). Pub. L. 101–508, § 4207(k)(3), formerly
§ 4027(k)(3), as renumbered by Pub. L. 103–432, § 160(d)(4),
amended subsec. (i) generally. Prior to amendment,
subsec. (i) read as follows: ‘‘A participating hospital
may not penalize or take adverse action against a phy-
sician because the physician refuses to authorize the
transfer of an individual with an emergency medical
condition that has not been stabilized.’’
1989—Pub. L. 101–239, § 6211(h)(2)(A), struck out ‘‘ac-
tive’’ before ‘‘labor’’ in section catchline.
Subsec. (a). Pub. L. 101–239, § 6211(h)(2)(B), which di-
rected the amendment of subsec. (a) by striking out ‘‘or
to determine if the individual is in active labor (within
the meaning of section (e)(2))’’ was executed by strik-
ing out ‘‘or to determine if the individual is in active
labor (within the meaning of subsection (e)(2))’’ after
‘‘exists’’.
Pub. L. 101–239, § 6211(a), substituted ‘‘hospital’s emer-
gency department, including ancillary services rou-
tinely available to the emergency department,’’ for
‘‘hospital’s emergency department’’.
Subsec. (b). Pub. L. 101–239, § 6211(h)(2)(C), struck out
‘‘active’’ before ‘‘labor’’ in heading.
Subsec. (b)(1). Pub. L. 101–239, § 6211(h)(2)(D)(i), struck
out ‘‘or is in active labor’’ after ‘‘emergency medical
condition’’ in introductory provisions.
Subsec. (b)(1)(A). Pub. L. 101–239, § 6211(h)(2)(D)(ii),
struck out ‘‘or to provide for treatment of the labor’’
after ‘‘stabilize the medical condition’’.
Subsec. (b)(2). Pub. L. 101–239, § 6211(b)(1), inserted
‘‘and informs the individual (or a person acting on the
individual’s behalf) of the risks and benefits to the in-
dividual of such examination and treatment,’’ after ‘‘in
that paragraph’’, substituted ‘‘and treatment.’’ for ‘‘or
treatment.’’, and inserted at end ‘‘The hospital shall
take all reasonable steps to secure the individual’s (or
person’s) written informed consent to refuse such ex-
amination and treatment.’’
Subsec. (b)(3). Pub. L. 101–239, § 6211(b)(2), inserted
‘‘and informs the individual (or a person acting on the
individual’s behalf) of the risks and benefits to the in-
dividual of such transfer,’’ after ‘‘subsection (c)’’ and
inserted at end ‘‘The hospital shall take all reasonable
steps to secure the individual’s (or person’s) written in-
formed consent to refuse such transfer.’’
Subsec. (c). Pub. L. 101–239, § 6211(g)(1)(A), substituted
‘‘individual’’ for ‘‘patient’’ in heading.
Subsec. (c)(1). Pub. L. 101–239, § 6211(c)(4), (g)(1)(B),
(h)(2)(E), in introductory provisions, substituted ‘‘an
individual’’ for ‘‘a patient’’, ‘‘subsection (e)(3)(B))’’ for
‘‘subsection (e)(4)(B)) or is in active labor’’, and ‘‘the
individual’’ for ‘‘the patient’’, and inserted at end ‘‘A
certification described in clause (ii) or (iii) of subpara-
graph (A) shall include a summary of the risks and ben-
efits upon which the certification is based.’’
Subsec.
(c)(1)(A)(i).
Pub.
L.
101–239,
§ 6211(c)(1),
(g)(1)(B), substituted ‘‘the individual’’ for ‘‘the pa-
tient’’, ‘‘the individual’s behalf’’ for ‘‘the patient’s be-
half’’, and ‘‘after being informed of the hospital’s obli-
gations under this section and of the risk of transfer, in
writing requests transfer to another medical facility’’
for ‘‘requests that the transfer be effected’’.
Subsec. (c)(1)(A)(ii). Pub. L. 101–239, § 6211(c)(2)(B), (3),
(g)(1)(B), substituted ‘‘has signed a certification that
based upon the information available at the time of
transfer’’ for ‘‘, or other qualified medical personnel
when a physician is not readily available in the emer-
gency department, has signed a certification that,
based upon the reasonable risks and benefits to the pa-
tient, and based upon the information available at the
time’’ and ‘‘individual and, in the case of labor, to the
unborn child’’ for ‘‘individual’s medical condition’’.
Subsec. (c)(1)(A)(iii). Pub. L. 101–239, § 6211(c)(2)(A),
(C), (D), added cl. (iii).
Subsec. (c)(2)(A). Pub. L. 101–239, § 6211(c)(5), added
subpar. (A). Former subpar. (A) redesignated (B).
Subsec. (c)(2)(B). Pub. L. 101–239, § 6211(c)(5)(A),
(g)(1)(B), redesignated subpar. (A) as (B) and sub-
stituted ‘‘the individual’’ for ‘‘the patient’’ in cls. (i)
and (ii). Former subpar. (B) redesignated (C).
Subsec. (c)(2)(C). Pub. L. 101–239, § 6211(c)(5)(A), (d), re-
designated subpar. (B) as (C) and substituted ‘‘sends to’’
for ‘‘provides’’ and ‘‘all medical records (or copies
thereof), related to the emergency condition for which
the individual has presented, available at the time of
the transfer, including records related to the individ-
ual’s emergency medical condition, observations of
signs or symptoms, preliminary diagnosis, treatment
provided, results of any tests and the informed written
consent or certification (or copy thereof) provided
under paragraph (1)(A), and the name and address of
any on-call physician (described in subsection (d)(2)(C))
who has refused or failed to appear within a reasonable
time to provide necessary stabilizing treatment’’ for
‘‘with appropriate medical records (or copies thereof) of
the examination and treatment effected at the trans-
ferring hospital’’. Former subpar. (C) redesignated (D).
Subsec. (c)(2)(D). Pub. L. 101–239, § 6211(c)(5)(A), redes-
ignated subpar. (C) as (D). Former subpar. (D) redesig-
nated (E).
Subsec. (c)(2)(E). Pub. L. 101–239, § 6211(c)(5)(A),
(g)(1)(B), redesignated subpar. (D) as (E) and sub-
stituted ‘‘individuals’’ for ‘‘patients’’.
Page 3667
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
Subsec. (d)(2)(B). Pub. L. 101–239, § 6211(e)(1), amended
subpar. (B) generally. Prior to amendment, subpar. (B)
read as follows: ‘‘The responsible physician in a partici-
pating hospital with respect to the hospital’s violation
of a requirement of this subsection is subject to the
sanctions described in section 1395u(j)(2) of this title,
except that, for purposes of this subparagraph, the civil
money penalty with respect to each violation may not
exceed $50,000, rather than $2,000.’’
Subsec. (d)(2)(C). Pub. L. 101–239, § 6211(e)(2), added
subpar. (C) and struck out former subpar. (C) which
read as follows: ‘‘As used in this paragraph, the term
‘responsible physician’ means, with respect to a hos-
pital’s violation of a requirement of this section, a phy-
sician who—
‘‘(i) is employed by, or under contract with, the
participating hospital, and
‘‘(ii) acting as such an employee or under such a
contract, has professional responsibility for the pro-
vision of examinations or treatments for the indi-
vidual, or transfers of the individual, with respect to
which the violation occurred.’’
Subsec. (e)(1). Pub. L. 101–239, § 6211(h)(1)(A), sub-
stituted ‘‘means—’’ and subpars. (A) and (B) for ‘‘means
a medical condition manifesting itself by acute symp-
toms of sufficient severity (including severe pain) such
that the absence of immediate medical attention could
reasonably be expected to result in—
‘‘(A) placing the patient’s health in serious jeop-
ardy,
‘‘(B) serious impairment to bodily functions, or
‘‘(C) serious dysfunction of any bodily organ or
part.’’
Subsec. (e)(2). Pub. L. 101–239, § 6211(h)(1)(B), (E), re-
designated par. (3) as (2) and struck out former par. (2)
which defined ‘‘active labor’’.
Subsec. (e)(3). Pub. L. 101–239, § 6211(h)(1)(E), redesig-
nated par. (4) as (3). Former par. (3) redesignated (2).
Subsec. (e)(4). Pub. L. 101–239, § 6211(h)(1)(E), redesig-
nated par. (5) as (4). Former par. (4) redesignated (3).
Subsec. (e)(4)(A). Pub. L. 101–239, § 6211(h)(1)(C), sub-
stituted ‘‘emergency medical condition described in
paragraph (1)(A)’’ for ‘‘emergency medical condition’’,
‘‘likely to result from or occur during’’ for ‘‘likely to
result from’’, and ‘‘from a facility, or, with respect to
an emergency medical condition described in paragraph
(1)(B), to deliver (including the placenta)’’ for ‘‘from a
facility’’.
Subsec. (e)(4)(B). Pub. L. 101–239, § 6211(h)(1)(D), in-
serted ‘‘described in paragraph (1)(A)’’ after ‘‘emer-
gency medical condition’’, ‘‘or occur during’’ after ‘‘to
result from’’, and ‘‘, or, with respect to an emergency
medical condition described in paragraph (1)(B), that
the woman has delivered (including the placenta)’’
after ‘‘from a facility’’.
Subsec. (e)(5). Pub. L. 101–239, § 6211(h)(1)(E), redesig-
nated par. (6) as (5). Former par. (5) redesignated (4).
Pub. L. 101–239, § 6211(g)(2), substituted ‘‘an indi-
vidual’’ for ‘‘a patient’’ in two places.
Subsec. (e)(6). Pub. L. 101–239, § 6211(h)(1)(E), redesig-
nated par. (6) as (5).
Pub. L. 101–239, § 6003(g)(3)(D)(xiv), added par. (6).
Subsecs. (g) to (i). Pub. L. 101–239, § 6211(f), added sub-
secs. (g) to (i).
1988—Subsec. (d)(1). Pub. L. 100–360, § 411(b)(8)(A)(i),
amended Pub. L. 100–203, § 4009(a)(2), see 1987 Amend-
ment note below.
Subsec. (d)(2). Pub. L. 100–360, § 411(b)(8)(A)(i), as
amended by Pub. L. 100–485, § 608(d)(18)(E), amended
Pub. L. 100–203, § 4009(a)(1), see 1987 Amendment note
below.
1987—Subsec. (d)(1). Pub. L. 100–203, § 4009(a)(2), which
directed insertion of a provision related to imposing
the sanction described in section 1395u(j)(2)(A) of this
title, was amended generally by Pub. L. 100–360,
§ 411(b)(8)(A)(i), so that it does not amend par. (1).
Subsec. (d)(2). Pub. L. 100–203, § 4009(a)(1), as amended
by Pub. L. 100–360, § 411(b)(8)(A)(i), as amended by Pub.
L. 100–485, § 608(d)(18)(E), substituted subpars. (A) and
(B) for ‘‘In addition to the other grounds for imposition
of a civil money penalty under section 1320a–7a(a) of
this title, a participating hospital that knowingly vio-
lates a requirement of this section and the responsible
physician in the hospital with respect to such a viola-
tion are each subject, under that section, to a civil
money penalty of not more than $25,000 for each such
violation.’’, designated second sentence as subpar. (C),
substituted ‘‘this paragraph’’ for ‘‘the previous sen-
tence’’, and redesignated former subpars. (A) and (B) as
cls. (i) and (ii), respectively, of subpar. (C).
1986—Subsec. (b)(2), (3). Pub. L. 99–509 struck out ‘‘le-
gally responsible’’ after ‘‘individual (or a’’.
Subsec. (e)(3). Pub. L. 99–514 struck out ‘‘and has,
under the agreement, obligated itself to comply with
the requirements of this section’’ after ‘‘section 1395cc
of this title’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2020 AMENDMENT
Amendment by Pub. L. 116–260 applicable to items
and services furnished on or after Jan. 1, 2023, see sec-
tion 125(g) of Pub. L. 116–260, set out as a note under
section 1395l of this title.
EFFECTIVE DATE OF 2011 AMENDMENT
Amendment by Pub. L. 112–40 applicable to contracts
entered into or renewed on or after Jan. 1, 2012, see sec-
tion 261(e) of Pub. L. 112–40, set out as a note under sec-
tion 1320c of this title.
EFFECTIVE DATE OF 2003 AMENDMENT
Pub. L. 108–173, title IX, § 944(c)(2), Dec. 8, 2003, 117
Stat. 2423, provided that: ‘‘The amendments made by
paragraph (1) [amending this section] shall apply to
terminations of participation initiated on or after the
date of the enactment of this Act [Dec. 8, 2003].’’
EFFECTIVE DATE OF 1997 AMENDMENT
Amendment by Pub. L. 105–33 applicable to services
furnished on or after Oct. 1, 1997, see section 4201(d) of
Pub. L. 105–33, set out as a note under section 1395f of
this title.
EFFECTIVE DATE OF 1990 AMENDMENT
Amendment by section 4008(b)(1)–(3)(A) of Pub. L.
101–508 applicable to actions occurring on or after the
first day of the sixth month beginning after Nov. 5,
1990, see section 4008(b)(4) of Pub. L. 101–508, set out as
a note under section 1395cc of this title.
Amendment by section 4207(a)(1)(A) of Pub. L. 101–508
effective on the first day of the first month beginning
more than 60 days after Nov. 5, 1990, see section
4207(a)(1)(C) of Pub. L. 101–508, as amended, set out as a
note under section 1320c–3 of this title.
Pub.
L.
101–508,
title
IV,
§ 4207(a)(4),
formerly
§ 4027(a)(4), Nov. 5, 1990, 104 Stat. 1388–118, as renum-
bered and amended by Pub. L. 103–432, title I, § 160(d)(4),
(5)(B), Oct. 31, 1994, 108 Stat. 4444, provided that: ‘‘The
amendments made by paragraphs (2) and (3) [amending
this section] shall apply to actions occurring on or
after the first day of the sixth month beginning after
the date of the enactment of this Act [Nov. 5, 1990].’’
EFFECTIVE DATE OF 1989 AMENDMENT
Pub. L. 101–239, title VI, § 6211(i), Dec. 19, 1989, 103
Stat. 2249, provided that: ‘‘The amendments made by
this section [amending this section] shall take effect on
the first day of the first month that begins more than
180 days after the date of the enactment of this Act
[Dec. 19, 1989], without regard to whether regulations to
carry out such amendments have been promulgated by
such date.’’
EFFECTIVE DATE OF 1988 AMENDMENT
Amendment by Pub. L. 100–485 effective as if included
in the enactment of the Medicare Catastrophic Cov-
erage Act of 1988, Pub. L. 100–360, see section 608(g)(1) of
Page 3668
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
Pub. L. 100–485, set out as a note under section 704 of
this title.
Except as specifically provided in section 411 of Pub.
L. 100–360, amendment by Pub. L. 100–360, as it relates
to a provision in the Omnibus Budget Reconciliation
Act of 1987, Pub. L. 100–203, effective as if included in
the enactment of that provision in Pub. L. 100–203, see
section 411(a) of Pub. L. 100–360, set out as a Reference
to OBRA; Effective Date note under section 106 of Title
1, General Provisions.
EFFECTIVE DATE OF 1987 AMENDMENT
Pub.
L.
100–203,
title
IV,
§ 4009(a)(2),
formerly
§ 4009(a)(3), Dec. 22, 1987, 101 Stat. 1330–57, as redesig-
nated by Pub. L. 100–360, title IV, § 411(b)(8)(A)(ii), July
1, 1988, 102 Stat. 772, provided that: ‘‘The amendments
made by this subsection [amending this section] shall
apply to actions occurring on or after the date of the
enactment of this Act [Dec. 22, 1987].’’
EFFECTIVE DATE OF 1986 AMENDMENT
Amendment by Pub. L. 99–514 effective, except as oth-
erwise provided, as if included in enactment of the Con-
solidated Omnibus Budget Reconciliation Act of 1985,
Pub. L. 99–272, see section 1895(e) of Pub. L. 99–514, set
out as a note under section 162 of Title 26, Internal Rev-
enue Code.
EFFECTIVE DATE
Pub. L. 99–272, title IX, § 9121(c), Apr. 7, 1986, 100 Stat.
167, provided that: ‘‘The amendments made by this sec-
tion [enacting this section and amending section 1395cc
of this title] shall take effect on the first day of the
first month that begins at least 90 days after the date
of the enactment of this Act [Apr. 7, 1986].’’
SHORT TITLE
This section is popularly known as the Emergency
Medical Treatment and Labor Act (EMTALA).
EMERGENCY MEDICAL TREATMENT AND LABOR ACT
(EMTALA) TECHNICAL ADVISORY GROUP
Pub. L. 108–173, title IX, § 945, Dec. 8, 2003, 117 Stat.
2423, provided that:
‘‘(a) ESTABLISHMENT.—The Secretary [of Health and
Human Services] shall establish a Technical Advisory
Group (in this section referred to as the ‘Advisory
Group’) to review issues related to the Emergency Med-
ical Treatment and Labor Act (EMTALA) and its im-
plementation. In this section, the term ‘EMTALA’ re-
fers to the provisions of section 1867 of the Social Secu-
rity Act (42 U.S.C. 1395dd).
‘‘(b) MEMBERSHIP.—The Advisory Group shall be com-
posed of 19 members, including the Administrator of
the Centers for Medicare & Medicaid Services and the
Inspector General of the Department of Health and
Human Services and of which—
‘‘(1) 4 shall be representatives of hospitals, includ-
ing at least one public hospital, that have experience
with the application of EMTALA and at least 2 of
which have not been cited for EMTALA violations;
‘‘(2) 7 shall be practicing physicians drawn from the
fields
of
emergency
medicine,
cardiology
or
cardiothoracic surgery, orthopedic surgery, neuro-
surgery, pediatrics or a pediatric subspecialty, ob-
stetrics-gynecology, and psychiatry, with not more
than one physician from any particular field;
‘‘(3) 2 shall represent patients;
‘‘(4) 2 shall be staff involved in EMTALA investiga-
tions from different regional offices of the Centers for
Medicare & Medicaid Services; and
‘‘(5) 1 shall be from a State survey office involved
in EMTALA investigations and 1 shall be from a peer
review organization, both of whom shall be from
areas other than the regions represented under para-
graph (4).
In selecting members described in paragraphs (1)
through (3), the Secretary shall consider qualified indi-
viduals nominated by organizations representing pro-
viders and patients.
‘‘(c)
GENERAL
RESPONSIBILITIES.—The
Advisory
Group—
‘‘(1) shall review EMTALA regulations;
‘‘(2) may provide advice and recommendations to
the Secretary with respect to those regulations and
their application to hospitals and physicians;
‘‘(3) shall solicit comments and recommendations
from hospitals, physicians, and the public regarding
the implementation of such regulations; and
‘‘(4) may disseminate information on the applica-
tion of such regulations to hospitals, physicians, and
the public.
‘‘(d) ADMINISTRATIVE MATTERS.—
‘‘(1) CHAIRPERSON.—The members of the Advisory
Group shall elect a member to serve as chairperson of
the Advisory Group for the life of the Advisory
Group.
‘‘(2) MEETINGS.—The Advisory Group shall first
meet at the direction of the Secretary. The Advisory
Group shall then meet twice per year and at such
other times as the Advisory Group may provide.
‘‘(e) TERMINATION.—The Advisory Group shall termi-
nate 30 months after the date of its first meeting.
‘‘(f) WAIVER
OF
ADMINISTRATIVE
LIMITATION.—The
Secretary shall establish the Advisory Group notwith-
standing any limitation that may apply to the number
of advisory committees that may be established (with-
in the Department of Health and Human Services or
otherwise).’’
FEDERAL REIMBURSEMENT OF EMERGENCY HEALTH
SERVICES FURNISHED TO UNDOCUMENTED ALIENS
Pub. L. 108–173, title X, § 1011, Dec. 8, 2003, 117 Stat.
2432, provided that:
‘‘(a) TOTAL AMOUNT AVAILABLE FOR ALLOTMENT.—
‘‘(1) IN GENERAL.—Out of any funds in the Treasury
not otherwise appropriated, there are appropriated to
the Secretary [of Health and Human Services]
$250,000,000 for each of fiscal years 2005 through 2008
for the purpose of making allotments under this sec-
tion for payments to eligible providers in States de-
scribed in paragraph (1) or (2) of subsection (b).
‘‘(2) AVAILABILITY.—Funds appropriated under para-
graph (1) shall remain available until expended.
‘‘(b) STATE ALLOTMENTS.—
‘‘(1) BASED
ON
PERCENTAGE
OF
UNDOCUMENTED
ALIENS.—
‘‘(A) IN
GENERAL.—Out of the amount appro-
priated under subsection (a) for a fiscal year, the
Secretary shall use $167,000,000 of such amount to
make allotments for such fiscal year in accordance
with subparagraph (B).
‘‘(B) FORMULA.—The amount of the allotment for
payments to eligible providers in each State for a
fiscal year shall be equal to the product of—
‘‘(i) the total amount available for allotments
under this paragraph for the fiscal year; and
‘‘(ii) the percentage of undocumented aliens re-
siding in the State as compared to the total num-
ber of such aliens residing in all States, as deter-
mined by the Statistics Division of the Immigra-
tion and Naturalization Service, as of January
2003, based on the 2000 decennial census.
‘‘(2) BASED ON NUMBER OF UNDOCUMENTED ALIEN AP-
PREHENSION STATES.—
‘‘(A) IN
GENERAL.—Out of the amount appro-
priated under subsection (a) for a fiscal year, the
Secretary shall use $83,000,000 of such amount to
make allotments, in addition to amounts allotted
under paragraph (1), for such fiscal year for each of
the 6 States with the highest number of undocu-
mented alien apprehensions for such fiscal year.
‘‘(B)
DETERMINATION
OF
ALLOTMENTS.—The
amount of the allotment for each State described in
subparagraph (A) for a fiscal year shall be equal to
the product of—
‘‘(i) the total amount available for allotments
under this paragraph for the fiscal year; and
‘‘(ii) the percentage of undocumented alien ap-
prehensions in the State in that fiscal year as
Page 3669
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395dd
compared to the total of such apprehensions for
all such States for the preceding fiscal year.
‘‘(C) DATA.—For purposes of this paragraph, the
highest number of undocumented alien apprehen-
sions for a fiscal year shall be based on the appre-
hension rates for the 4-consecutive-quarter period
ending before the beginning of the fiscal year for
which information is available for undocumented
aliens in such States, as reported by the Depart-
ment of Homeland Security.
‘‘(c) USE OF FUNDS.—
‘‘(1) AUTHORITY TO MAKE PAYMENTS.—From the al-
lotments made for a State under subsection (b) for a
fiscal year, the Secretary shall pay the amount (sub-
ject to the total amount available from such allot-
ments) determined under paragraph (2) directly to el-
igible providers located in the State for the provision
of eligible services to aliens described in paragraph
(5) to the extent that the eligible provider was not
otherwise reimbursed (through insurance or other-
wise) for such services during that fiscal year.
‘‘(2) DETERMINATION OF PAYMENT AMOUNTS.—
‘‘(A) IN GENERAL.—Subject to subparagraph (B),
the payment amount determined under this para-
graph shall be an amount determined by the Sec-
retary that is equal to the lesser of—
‘‘(i) the amount that the provider demonstrates
was incurred for the provision of such services; or
‘‘(ii) amounts determined under a methodology
established by the Secretary for purposes of this
subsection.
‘‘(B) PRO-RATA
REDUCTION.—If the amount of
funds allotted to a State under subsection (b) for a
fiscal year is insufficient to ensure that each eligi-
ble provider in that State receives the amount of
payment calculated under subparagraph (A), the
Secretary shall reduce that amount of payment
with respect to each eligible provider to ensure that
the entire amount allotted to the State for that fis-
cal year is paid to such eligible providers.
‘‘(3) METHODOLOGY.—In establishing a methodology
under paragraph (2)(A)(ii), the Secretary—
‘‘(A) may establish different methodologies for
types of eligible providers;
‘‘(B) may base payments for hospital services on
estimated hospital charges, adjusted to estimated
cost, through the application of hospital-specific
cost-to-charge ratios;
‘‘(C) shall provide for the election by a hospital to
receive either payments to the hospital for—
‘‘(i) hospital and physician services; or
‘‘(ii) hospital services and for a portion of the
on-call payments made by the hospital to physi-
cians; and
‘‘(D) shall make quarterly payments under this
section to eligible providers.
If a hospital makes the election under subparagraph
(C)(i), the hospital shall pass on payments for serv-
ices of a physician to the physician and may not
charge any administrative or other fee with respect
to such payments.
‘‘(4) LIMITATION ON USE OF FUNDS.—Payments made
to eligible providers in a State from allotments made
under subsection (b) for a fiscal year may only be
used for costs incurred in providing eligible services
to aliens described in paragraph (5).
‘‘(5) ALIENS DESCRIBED.—For purposes of paragraphs
(1) and (2), aliens described in this paragraph are any
of the following:
‘‘(A) Undocumented aliens.
‘‘(B) Aliens who have been paroled into the
United States at a United States port of entry for
the purpose of receiving eligible services.
‘‘(C) Mexican citizens permitted to enter the
United States for not more than 72 hours under the
authority of a biometric machine readable border
crossing identification card (also referred to as a
‘laser visa’) issued in accordance with the require-
ments of regulations prescribed under section
101(a)(6) of the Immigration and Nationality Act (8
U.S.C. 1101(a)(6)).
‘‘(d) APPLICATIONS; ADVANCE PAYMENTS.—
‘‘(1) DEADLINE FOR ESTABLISHMENT OF APPLICATION
PROCESS.—
‘‘(A) IN GENERAL.—Not later than September 1,
2004, the Secretary shall establish a process under
which eligible providers located in a State may re-
quest payments under subsection (c).
‘‘(B) INCLUSION
OF
MEASURES
TO
COMBAT
FRAUD
AND
ABUSE.—The Secretary shall include in the
process established under subparagraph (A) meas-
ures to ensure that inappropriate, excessive, or
fraudulent payments are not made from the allot-
ments determined under subsection (b), including
certification by the eligible provider of the veracity
of the payment request.
‘‘(2) ADVANCE
PAYMENT; RETROSPECTIVE
ADJUST-
MENT.—The process established under paragraph (1)
may provide for making payments under this section
for each quarter of a fiscal year on the basis of ad-
vance estimates of expenditures submitted by appli-
cants for such payments and such other investigation
as the Secretary may find necessary, and for making
reductions or increases in the payments as necessary
to adjust for any overpayment or underpayment for
prior quarters of such fiscal year.
‘‘(e) DEFINITIONS.—In this section:
‘‘(1) ELIGIBLE
PROVIDER.—The term ‘eligible pro-
vider’ means a hospital, physician, or provider of am-
bulance services (including an Indian Health Service
facility whether operated by the Indian Health Serv-
ice or by an Indian tribe or tribal organization).
‘‘(2) ELIGIBLE
SERVICES.—The term ‘eligible serv-
ices’ means health care services required by the ap-
plication of section 1867 of the Social Security Act (42
U.S.C. 1395dd), and related hospital inpatient and out-
patient services and ambulance services (as defined
by the Secretary).
‘‘(3) HOSPITAL.—The term ‘hospital’ has the mean-
ing given such term in section 1861(e) of the Social
Security Act (42 U.S.C. 1395x(e)), except that such
term shall include a critical access hospital (as de-
fined in section 1861(mm)(1) of such Act (42 U.S.C.
1395x(mm)(1)).
‘‘(4) PHYSICIAN.—The term ‘physician’ has the
meaning given that term in section 1861(r) of the So-
cial Security Act (42 U.S.C. 1395x(r)).
‘‘(5) INDIAN TRIBE; TRIBAL ORGANIZATION.—The terms
‘Indian tribe’ and ‘tribal organization’ have the
meanings given such terms in section 4 of the Indian
Health Care Improvement Act (25 U.S.C. 1603).
‘‘(6) STATE.—The term ‘State’ means the 50 States
and the District of Columbia.’’
INSPECTOR GENERAL STUDY OF PROHIBITION ON
HOSPITAL EMPLOYMENT OF PHYSICIANS
Pub. L. 101–508, title IV, § 4008(c), Nov. 5, 1990, 104
Stat. 1388–44, directed Secretary of Health and Human
Services (acting through Inspector General of Depart-
ment of Health and Human Services) to conduct a
study of the effect of State laws prohibiting the em-
ployment of physicians by hospitals on the availability
and accessibility of trauma and emergency care serv-
ices, and include in such study an analysis of the effect
of such laws on the ability of hospitals to meet the re-
quirements of section 1867 of the Social Security Act
(this section) relating to the examination and treat-
ment of individuals with an emergency medical condi-
tion and women in labor, with Secretary to submit a
report to Congress on the study not later than 1 year
after Nov. 5, 1990.
Executive Documents
EX. ORD. NO. 13952. PROTECTING VULNERABLE NEWBORN
AND INFANT CHILDREN
Ex. Ord. No. 13952, Sept. 25, 2020, 85 F.R. 62187, pro-
vided:
By the authority vested in me as President by the
Constitution and the laws of the United States of
America, it is hereby ordered as follows:
Page 3670
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395ee
SECTION 1. Purpose. Every infant born alive, no mat-
ter the circumstances of his or her birth, has the same
dignity and the same rights as every other individual
and is entitled to the same protections under Federal
law. Such laws include the Emergency Medical Treat-
ment and Labor Act (EMTALA), 42 U.S.C. 1395dd, which
guarantees, in hospitals that have an emergency de-
partment, each individual’s right to an appropriate
medical screening examination and to either stabi-
lizing treatment or an appropriate transfer. They also
include section 504 of the Rehabilitation Act [of 1973]
(Rehab Act), 29 U.S.C. 794, which prohibits discrimina-
tion against individuals with disabilities by programs
and activities receiving Federal funding. In addition,
the Born-Alive Infants Protection Act [of 2002], 1 U.S.C.
8, makes clear that all infants born alive are individ-
uals for purposes of these and other Federal laws and
are therefore afforded the same legal protections as
any other person. Together, these laws help protect in-
fants born alive from discrimination in the provision of
medical treatment, including infants who require emer-
gency medical treatment, who are premature, or who
are born with disabilities. Such infants are entitled to
meaningful and non-discriminatory access to medical
examination and services, with the consent of a parent
or guardian, when they present at hospitals receiving
Federal funds.
Despite these laws, some hospitals refuse the required
medical screening examination and stabilizing treat-
ment or otherwise do not provide potentially lifesaving
medical treatment to extremely premature or disabled
infants, even when parents plead for such treatment.
Hospitals might refuse to provide treatment to ex-
tremely premature infants—born alive before 24 weeks
of gestation—because they believe these infants may
not survive, may have to live with long-term disabil-
ities, or may have a quality-of-life deemed to be inad-
equate. Active treatment of extremely premature in-
fants has, however, been shown to improve their sur-
vival rates. And the denial of such treatment, or dis-
couragement of parents from seeking such treatment
for their children, devalues the lives of these children
and may violate Federal law.
SEC. 2. Policy. It is the policy of the United States to
recognize the human dignity and inherent worth of
every newborn or other infant child, regardless of pre-
maturity or disability, and to ensure for each child due
protection under the law.
SEC. 3. (a) The Secretary of Health and Human Serv-
ices (Secretary) shall ensure that individuals respon-
sible for all programs and activities under his jurisdic-
tion that receive Federal funding are aware of their ob-
ligations toward infants, including premature infants
or infants with disabilities, who have an emergency
medical condition in need of stabilizing treatment,
under EMTALA and section 504 of the Rehab Act, as in-
terpreted consistent with the Born-Alive Infants Pro-
tection Act. In particular, the Secretary shall ensure
that individuals responsible for such programs and ac-
tivities are aware that they are not excused from com-
plying with these obligations, including the obligation
to provide an appropriate medical screening examina-
tion and stabilizing treatment or transfer, when ex-
tremely premature infants are born alive or infants are
born with disabilities. The Secretary shall also ensure
that individuals responsible for such programs and ac-
tivities are aware that they may not unlawfully dis-
courage parents from seeking medical treatment for
their infant child solely because of their infant child’s
disability. The Secretary shall further ensure that indi-
viduals responsible for such programs and activities are
aware of their obligations to provide stabilizing treat-
ment that will allow the infant patients to be trans-
ferred to a more suitable facility if appropriate treat-
ment is not possible at the initial location.
(b) The Secretary shall, as appropriate and consistent
with applicable law, ensure that Federal funding dis-
bursed by the Department of Health and Human Serv-
ices is expended in full compliance with EMTALA and
section 504 of the Rehab Act, as interpreted consistent
with the Born-Alive Infants Protection Act, as re-
flected in the policy set forth in section 2 of this order.
(i) The Secretary shall, as appropriate and to the full-
est extent permitted by law, investigate complaints of
violations of applicable Federal laws with respect to in-
fants born alive, including infants who have an emer-
gency medical condition in need of stabilizing treat-
ment or infants with disabilities whose parents seek
medical treatment for their infants. The Secretary
shall also clarify, in an easily understandable format,
the process by which parents and hospital staff may
submit such complaints for investigation under appli-
cable Federal laws.
(ii) The Secretary shall take all appropriate enforce-
ment action against individuals and organizations
found through investigation to have violated applicable
Federal laws, up to and including terminating Federal
funding for non-compliant programs and activities.
(c) The Secretary shall, as appropriate and consistent
with applicable law, prioritize the allocation of Depart-
ment of Health and Human Services discretionary
grant funding and National Institutes of Health re-
search dollars for programs and activities conducting
research to develop treatments that may improve sur-
vival—especially survival without impairment—of in-
fants born alive, including premature infants or infants
with disabilities, who have an emergency medical con-
dition in need of stabilizing treatment.
(d) The Secretary shall, as appropriate and consistent
with applicable law, prioritize the allocation of Depart-
ment of Health and Human Services discretionary
grant funding to programs and activities, including
hospitals, that provide training to medical personnel
regarding the provision of life-saving medical treat-
ment to all infants born alive, including premature in-
fants or infants with disabilities, who have an emer-
gency medical condition in need of stabilizing treat-
ment.
(e) The Secretary shall, as necessary and consistent
with applicable law, issue such regulations or guidance
as may be necessary to implement this order.
SEC. 4. General Provisions. (a) Nothing in this order
shall be construed to impair or otherwise affect:
(i) the authority granted by law to an executive de-
partment or agency, or the head thereof; or
(ii) the functions of the Director of the Office of Man-
agement and Budget relating to budgetary, administra-
tive, or legislative proposals.
(b) This order shall be implemented consistent with
applicable law and subject to the availability of appro-
priations.
(c) This order is not intended to, and does not, create
any right or benefit, substantive or procedural, enforce-
able at law or in equity by any party against the
United States, its departments, agencies, or entities,
its officers, employees, or agents, or any other person.
DONALD J. TRUMP.
§ 1395ee. Practicing Physicians Advisory Council;
Council for Technology and Innovation
(a)
Repealed.
Pub.
L.
111–148,
title
III,
§ 3134(b)(2), Mar. 23, 2010, 124 Stat. 435
(b) Council for Technology and Innovation
(1) Establishment
The Secretary shall establish a Council for
Technology and Innovation within the Centers
for Medicare & Medicaid Services (in this sec-
tion referred to as ‘‘CMS’’).
(2) Composition
The Council shall be composed of senior
CMS staff and clinicians and shall be chaired
by the Executive Coordinator for Technology
and Innovation (appointed or designated under
paragraph (4)).
(3) Duties
The Council shall coordinate the activities
of coverage, coding, and payment processes
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Purposes** The purposes of this section are—
(1) to provide access to traditional foods in food service programs;
(2) to encourage increased consumption of traditional foods to decrease health disparities among Indians, particularly Alaska Natives; and
(3) to provide alternative food options for food service programs.
**(b) Definitions** In this section:
(1) **Alaska Native** — The term “Alaska Native” means a person who is a member of any Native village, Village Corporation, or Regional Corporation (as those terms are defined in [section 1602 of title 43](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title43-section1602&num=0&edition=prelim)).
(2) **Commissioner** — The term “Commissioner” means the Commissioner of Food and Drugs.
(3) **Food service program** — The term “food service program” includes—
(A) food service at residential child care facilities that have a license from an appropriate State agency;
(B) any child nutrition program (as that term is defined in [section 1769f(b) of title 42](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1769f/b&num=0&edition=prelim));
(C) food service at hospitals, clinics, and long-term care facilities; and
(D) senior meal programs.
(4) **Indian; Indian tribe** — The terms “Indian” and “Indian tribe” have the meanings given those terms in section 4 of the Indian Self-Determination and Education Assistance Act ([25 U.S.C. 450b](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title25-section450b&num=0&edition=prelim)).11 See References in Text note below.
(5) **Traditional food**
(A) *In general* — The term “traditional food” means food that has traditionally been prepared and consumed by an Indian tribe.
(B) *Inclusions* — The term “traditi
Stored review status: release_metadata_unconfirmed. The source passage cites 25 U.S.C. § 1603. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 1603. Definitions
In this chapter:
(1) Area office
The term ‘‘Area office’’ means an adminis-
trative entity including a program office,
within the Indian Health Service through
which services and funds are provided to the
service units within a defined geographic area.
(2) Behavioral health
(A) In general
The term ‘‘behavioral health’’ means the
blending
of
substance
(alcohol,
drugs,
inhalants, and tobacco) abuse and mental
health disorders prevention and treatment
for the purpose of providing comprehensive
services.
(B) Inclusions
The term ‘‘behavioral health’’ includes the
joint development of substance abuse and
mental health treatment planning and co-
ordinated case management using a multi-
disciplinary approach.
(3) California Indian
The term ‘‘California Indian’’ means any In-
dian who is eligible for health services pro-
vided by the Service pursuant to section 1679
of this title.
(4) Community college
The term ‘‘community college’’ means—
(A) a tribal college or university; or
(B) a junior or community college.
(5) Contract health service
The term ‘‘contract health service’’ means
any health service that is—
(A) delivered based on a referral by, or at
the expense of, an Indian health program;
and
(B) provided by a public or private medical
provider or hospital that is not a provider or
hospital of the Indian health program.
(6) Department
The term ‘‘Department’’, unless otherwise
designated, means the Department of Health
and Human Services.
(7) Disease prevention
(A) In general
The term ‘‘disease prevention’’ means any
activity for—
(i) the reduction, limitation, and preven-
tion of—
(I) disease; and
(II) complications of disease; and
(ii) the reduction of consequences of dis-
ease.
(B) Inclusions
The term ‘‘d
Stored review status: historical_2024_not_currentness_verified. The source passage cites 25 U.S.C. § 1603. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
For purposes of this subchapter—
**(a) Spell of illness** The term “spell of illness” with respect to any individual means a period of consecutive days—
(1) beginning with the first day (not included in a previous spell of illness) (A) on which such individual is furnished inpatient hospital services, inpatient critical access hospital services or extended care services, and (B) which occurs in a month for which he is entitled to benefits under part A, and
(2) ending with the close of the first period of 60 consecutive days thereafter on each of which he is neither an inpatient of a hospital or critical access hospital nor an inpatient of a facility described in [section 1395i–3(a)(1) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1395i–3/a/1&num=0&edition=prelim) or subsection (y)(1).
**(b) Inpatient hospital services** The term “inpatient hospital services” means the following items and services furnished to an inpatient of a hospital and (except as provided in paragraph (3)) by the hospital—
(1) bed and board;
(2) such nursing services and other related services, such use of hospital facilities, and such medical social services as are ordinarily furnished by the hospital for the care and treatment of inpatients, and such drugs, biologicals, supplies, appliances, and equipment, for use in the hospital, as are ordinarily furnished by such hospital for the care and treatment of inpatients; and
(3) such other diagnostic or therapeutic items or services, furnished by the hospital or by others under arrangements with them made by the hospital, as are ordinarily furnished to inpatients either by such hospital or by others under such arrangements;
(4) medical or surgical services provided by a physician, resident, or intern
**(a) Establishment** The Secretary shall establish a manufacturer discount program (in this section referred to as the “program”). Under the program, the Secretary shall enter into agreements described in subsection (b) with manufacturers and provide for the performance of the duties described in subsection (c).
**(b) Terms of agreement**
(1) **In general**
(A) *Agreement* — An agreement under this section shall require the manufacturer to provide, in accordance with this section, discounted prices for applicable drugs of the manufacturer that are dispensed to applicable beneficiaries on or after January 1, 2025.
(B) *Clarification* — Nothing in this section shall be construed as affecting—
(i) the application of a coinsurance of 25 percent of the negotiated price, as applied under paragraph (2)(A) of [section 1395w–102(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title42-section1395w–102/b&num=0&edition=prelim), for costs described in such paragraph; or
(ii) the application of the copayment amount described in paragraph (4)(A) of such section, with respect to costs described in such paragraph.
(C) *Timing of agreement*
(i) *Special rule for 2025* — In order for an agreement with a manufacturer to be in effect under this section with respect to the period beginning on January 1, 2025, and ending on December 31, 2025, the manufacturer shall enter into such agreement not later than March 1, 2024.
(ii) *2026 and subsequent years* — In order for an agreement with a manufacturer to be in effect under this section with respect to plan year 2026 or a subsequent plan year, the manufacturer shall enter into such agreement not later than a calendar quarter or semi-annual deadline established by the Secretary.
(2)
Stored review status: release_metadata_unconfirmed. The source passage cites 42 U.S.C. § 1395x. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 1395x. Definitions
For purposes of this subchapter—
(a) Spell of illness
The term ‘‘spell of illness’’ with respect to any
individual means a period of consecutive days—
(1) beginning with the first day (not included
in a previous spell of illness) (A) on which such
individual is furnished inpatient hospital serv-
ices, inpatient critical access hospital services
or extended care services, and (B) which oc-
curs in a month for which he is entitled to
benefits under part A, and
(2) ending with the close of the first period
of 60 consecutive days thereafter on each of
which he is neither an inpatient of a hospital
or critical access hospital nor an inpatient of
a facility described in section 1395i–3(a)(1) of
this title or subsection (y)(1).
Page 3524
TITLE 42—THE PUBLIC HEALTH AND WELFARE
§ 1395x
(b) Inpatient hospital services
The term ‘‘inpatient hospital services’’ means
the following items and services furnished to an
inpatient of a hospital and (except as provided
in paragraph (3)) by the hospital—
(1) bed and board;
(2) such nursing services and other related
services, such use of hospital facilities, and
such medical social services as are ordinarily
furnished by the hospital for the care and
treatment of inpatients, and such drugs,
biologicals, supplies, appliances, and equip-
ment, for use in the hospital, as are ordinarily
furnished by such hospital for the care and
treatment of inpatients; and
(3) such other diagnostic or therapeutic
items or services, furnished by the hospital or
by others under arrangements with them made
by the hospital, as are ordinarily furnished to
inpatients either by such hospital or by others
under such arrangements;
excluding, however—
(4) medical or surgical services provided by a
physician, res
Stored review status: historical_2024_not_currentness_verified. The source passage cites 42 U.S.C. § 1395x. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a)** As used in this chapter—
(1) The term “administrator” means the official designated by the Secretary of State pursuant to [section 1104(b) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title8-section1104/b&num=0&edition=prelim).
(2) The term “advocates” includes, but is not limited to, advises, recommends, furthers by overt act, and admits belief in.
(3) The term “alien” means any person not a citizen or national of the United States.
(4) The term “application for admission” has reference to the application for admission into the United States and not to the application for the issuance of an immigrant or nonimmigrant visa.
(5) The term “Attorney General” means the Attorney General of the United States.
(6) The term “border crossing identification card” means a document of identity bearing that designation issued to an alien who is lawfully admitted for permanent residence, or to an alien who is a resident in foreign contiguous territory, by a consular officer or an immigration officer for the purpose of crossing over the borders between the United States and foreign contiguous territory in accordance with such conditions for its issuance and use as may be prescribed by regulations. Such regulations shall provide that (A) each such document include a biometric identifier (such as the fingerprint or handprint of the alien) that is machine readable and (B) an alien presenting a border crossing identification card is not permitted to cross over the border into the United States unless the biometric identifier contained on the card matches the appropriate biometric characteristic of the alien.
(7) The term “clerk of court” means a clerk of a naturalization court.
(8) The terms “Commissioner” and “Deputy Commissioner” mean the Co
Stored review status: release_metadata_unconfirmed. The source passage cites 8 U.S.C. § 1101. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 1101. Definitions
(a) As used in this chapter—
(1) The term ‘‘administrator’’ means the offi-
cial designated by the Secretary of State pursu-
ant to section 1104(b) of this title.
(2) The term ‘‘advocates’’ includes, but is not
limited to, advises, recommends, furthers by
overt act, and admits belief in.
(3) The term ‘‘alien’’ means any person not a
citizen or national of the United States.
(4) The term ‘‘application for admission’’ has
reference to the application for admission into
the United States and not to the application for
the issuance of an immigrant or nonimmigrant
visa.
(5) The term ‘‘Attorney General’’ means the
Attorney General of the United States.
(6) The term ‘‘border crossing identification
card’’ means a document of identity bearing
that designation issued to an alien who is law-
fully admitted for permanent residence, or to an
alien who is a resident in foreign contiguous ter-
ritory, by a consular officer or an immigration
officer for the purpose of crossing over the bor-
ders between the United States and foreign con-
tiguous territory in accordance with such condi-
tions for its issuance and use as may be pre-
scribed by regulations. Such regulations shall
provide that (A) each such document include a
biometric identifier (such as the fingerprint or
handprint of the alien) that is machine readable
and (B) an alien presenting a border crossing
identification card is not permitted to cross
over the border into the United States unless
the biometric identifier contained on the card
matches
the
appropriate
biometric
char-
acteristic of the alien.
(7) The term ‘‘clerk of court’’ means a clerk of
a naturalization court.
(8) The terms ‘‘Commissioner’’ and ‘‘Deputy
Commissioner’’ mean the Commissioner of Im-
migration
Stored review status: historical_2024_not_currentness_verified. The source passage cites 8 U.S.C. § 1101. This identifies an authority to review, not proof of applicability.