§ 1098. Advisory Committee on Student Financial
Assistance
(a) Establishment and purpose
(1) There is established in the Department an
independent Advisory Committee on Student Fi-
nancial Assistance (hereafter in this section re-
ferred to as the ‘‘Advisory Committee’’) which
shall provide advice and counsel to the author-
izing committees and to the Secretary on stu-
dent financial aid matters.
(2) The purpose of the Advisory Committee
is—
(A) to provide extensive knowledge and un-
derstanding of the Federal, State, and institu-
tional programs of postsecondary student as-
sistance;
(B) to provide technical expertise with re-
gard to systems of needs analysis and applica-
tion forms;
(C) to make recommendations that will re-
sult in the maintenance of access to postsec-
ondary education for low- and middle-income
students;
(D) to provide knowledge and understanding
of early intervention programs, and to make
recommendations that will result in early
awareness by low- and moderate-income stu-
dents and families—
(i) of their eligibility for assistance under
this subchapter; and
(ii) to the extent practicable, of their eligi-
bility for other forms of State and institu-
tional need-based student assistance;
(E) to make recommendations that will ex-
pand and improve partnerships among the
Federal Government, States, institutions of
higher education, and private entities to in-
crease the awareness and the total amount of
need-based student assistance available to
low- and moderate-income students; and
(F) to collect information on Federal regula-
tions, and on the impact of Federal regula-
tions on student financial assistance and on
the cost of receiving a postsecondary edu-
cation, and to make recommendations to help
streamline the regulations f
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Authority boundary: historical or unconfirmed source not current law verified.
Stable record: federal_law:legal_authorities:uscode2024_08d6b306f51abd5576c6fbdf Source file: Laws/federal/codes/united-states-code-2024/title-20/section-1098-advisory-committee-on-student-financial--5de56b5b36.md Pages: Not recorded – Not recorded Passage SHA-256: 4b776e4b597e6687d9bf863362dcc9432c0f3f67b70c8384ca9ed716e1f140e9 Retained source evidence SHA-256: 498f29d4e79e33d0971dd63e23dcd61e49bbc7040c16ba2b68ca6544cf02a291
Page 718
TITLE 20—EDUCATION
§ 1097a
1 See References in Text note below.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2020 AMENDMENT
Amendment by Pub. L. 116–251 effective 180 days after
Dec. 22, 2020, see section 6 of Pub. L. 116–251, set out as
a note under section 1018 of this title.
GUIDANCE
Pub. L. 116–251, § 2(b), Dec. 22, 2020, 134 Stat. 1129, pro-
vided that: ‘‘The Secretary shall issue guidance regard-
ing the use of access devices in a manner that complies
with this Act [see Short Title of 2020 Amendment note
set out under section 1001 of this title], and the amend-
ments made by this Act.’’
EFFECTIVE DATE OF PENALTIES
Pub. L. 116–251, § 2(c), Dec. 22, 2020, 134 Stat. 1129, pro-
vided that: ‘‘Notwithstanding section 6 [set out as an
Effective Date of 2020 Amendment note under section
1018 of this title], the penalties described in section
490(e) of the Higher Education Act of 1965 (20 U.S.C.
1097[(e)]), as added by subsection (a), shall take effect
the day after the date on which the Secretary issues
guidance regarding the use of access devices, as de-
scribed in subsection (b) [set out as a Guidance note
above].’’
§ 1097a. Administrative subpoenas
(a) Authority
To assist the Secretary in the conduct of in-
vestigations of possible violations of the provi-
sions of this subchapter, the Secretary is au-
thorized to require by subpoena the production
of information, documents, reports, answers,
records, accounts, papers, and other documen-
tary evidence pertaining to participation in any
program under this subchapter. The production
of any such records may be required from any
place in a State.
(b) Enforcement
In case of contumacy by, or refusal to obey a
subpoena issued to, any person, the Secretary
may request the Attorney General to invoke the
aid of any court of the United States where such
person resides or transacts business for a court
order for the enforcement of this section.
(Pub. L. 89–329, title IV, § 490A, as added Pub. L.
105–244, title IV, § 490B, Oct. 7, 1998, 112 Stat.
1754.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective Oct. 1, 1998, except as otherwise pro-
vided in Pub. L. 105–244, see section 3 of Pub. L. 105–244,
set out as an Effective Date of 1998 Amendment note
under section 1001 of this title.
§ 1098. Advisory Committee on Student Financial
Assistance
(a) Establishment and purpose
(1) There is established in the Department an
independent Advisory Committee on Student Fi-
nancial Assistance (hereafter in this section re-
ferred to as the ‘‘Advisory Committee’’) which
shall provide advice and counsel to the author-
izing committees and to the Secretary on stu-
dent financial aid matters.
(2) The purpose of the Advisory Committee
is—
(A) to provide extensive knowledge and un-
derstanding of the Federal, State, and institu-
tional programs of postsecondary student as-
sistance;
(B) to provide technical expertise with re-
gard to systems of needs analysis and applica-
tion forms;
(C) to make recommendations that will re-
sult in the maintenance of access to postsec-
ondary education for low- and middle-income
students;
(D) to provide knowledge and understanding
of early intervention programs, and to make
recommendations that will result in early
awareness by low- and moderate-income stu-
dents and families—
(i) of their eligibility for assistance under
this subchapter; and
(ii) to the extent practicable, of their eligi-
bility for other forms of State and institu-
tional need-based student assistance;
(E) to make recommendations that will ex-
pand and improve partnerships among the
Federal Government, States, institutions of
higher education, and private entities to in-
crease the awareness and the total amount of
need-based student assistance available to
low- and moderate-income students; and
(F) to collect information on Federal regula-
tions, and on the impact of Federal regula-
tions on student financial assistance and on
the cost of receiving a postsecondary edu-
cation, and to make recommendations to help
streamline the regulations for institutions of
higher education from all sectors.
(b) Independence of Advisory Committee
In the exercise of its functions, powers, and
duties, the Advisory Committee shall be inde-
pendent of the Secretary and the other offices
and officers of the Department. Notwithstanding
Department of Education policies and regula-
tions, the Advisory Committee shall exert inde-
pendent control of its budget allocations, ex-
penditures and staffing levels, personnel deci-
sions and processes, procurements, and other ad-
ministrative and management functions. The
Advisory Committee’s administration and man-
agement shall be subject to the usual and cus-
tomary Federal audit procedures. Reports, pub-
lications, and other documents of the Advisory
Committee, including such reports, publica-
tions, and documents in electronic form, shall
not be subject to review by the Secretary. The
recommendations of the Committee shall not be
subject to review or approval by any officer in
the executive branch, but may be submitted to
the Secretary for comment prior to submission
to the authorizing committees in accordance
with subsection (f). The Secretary’s authority to
terminate advisory committees of the Depart-
ment pursuant to section 1233g(b) 1 of this title
ceased to be effective on June 23, 1983.
(c) Membership
(1) The Advisory Committee shall consist of 11
members appointed as follows:
(A) Four members shall be appointed by the
President pro tempore of the Senate, of whom
two members shall be appointed from rec-
ommendations by the Majority Leader of the
Page 719
TITLE 20—EDUCATION
§ 1098
Senate, and two members shall be appointed
from recommendations by the Minority Lead-
er of the Senate.
(B) Four members shall be appointed by the
Speaker of the House of Representatives, of
whom two members shall be appointed from
recommendations by the Majority Leader of
the House of Representatives, and two mem-
bers shall be appointed from recommendations
by the Minority Leader of the House of Rep-
resentatives.
(C) Three members shall be appointed by the
Secretary, of whom at least one member shall
be a student.
(2) Each member of the Advisory Committee,
with the exception of a student member, shall be
appointed on the basis of technical qualifica-
tions, professional experience, and demonstrated
knowledge in the fields of higher education, stu-
dent financial aid, financing post-secondary edu-
cation, and the operations and financing of stu-
dent loan guarantee agencies.
(3) The appointment of a member under sub-
paragraph (A) or (B) of paragraph (1) shall be ef-
fective upon publication of such appointment in
the Congressional Record.
(d) Functions of the Committee
The Advisory Committee shall—
(1) develop, review, and comment annually
upon the system of needs analysis established
under part F of this subchapter;
(2) monitor, apprise, and evaluate the effec-
tiveness of student aid delivery and rec-
ommend improvements;
(3) recommend data collection needs and stu-
dent information requirements which would
improve access and choice for eligible students
under this subchapter and assist the Depart-
ment of Education in improving the delivery
of student aid;
(4) assess the impact of legislative and ad-
ministrative policy proposals;
(5) review and comment upon, prior to pro-
mulgation, all regulations affecting programs
under this subchapter, including proposed reg-
ulations;
(6) recommend to the authorizing commit-
tees and to the Secretary such studies, sur-
veys, and analyses of student financial assist-
ance programs, policies, and practices, includ-
ing the special needs of low-income, disadvan-
taged, and nontraditional students, and the
means by which the needs may be met;
(7) review and comment upon standards by
which financial need is measured in deter-
mining eligibility for Federal student assist-
ance programs;
(8) appraise the adequacies and deficiencies
of current student financial aid information
resources and services and evaluate the effec-
tiveness of current student aid information
programs;
(9) provide an annual report to the author-
izing committees that provides analyses and
policy recommendations regarding—
(A) the adequacy of need-based grant aid
for low- and moderate-income students; and
(B) the postsecondary enrollment and
graduation rates of low- and moderate-in-
come students;
(10) develop and maintain an information
clearinghouse to help institutions of higher
education understand the regulatory impact of
the Federal Government on institutions of
higher education from all sectors, in order to
raise awareness of institutional legal obliga-
tions and provide information to improve com-
pliance with, and to reduce the duplication
and inefficiency of, Federal regulations; and
(11) make special efforts to advise Members
of Congress and such Members’ staff of the
findings and recommendations made pursuant
to this paragraph.
(e) Operations of the Committee
(1) Each member of the Advisory Committee
shall be appointed for a term of 4 years, except
that, of the members first appointed—
(A) 4 shall be appointed for a term of 1 year;
(B) 4 shall be appointed for a term of 2 years;
and
(C) 3 shall be appointed for a term of 3 years,
as designated at the time of appointment by the
Secretary.
(2) Any member appointed to fill a vacancy oc-
curring prior to the expiration of the term of a
predecessor shall be appointed only for the re-
mainder of such term. A member of the Advi-
sory Committee serving on August 14, 2008, shall
be permitted to serve the duration of the mem-
ber’s term, regardless of whether the member
was previously appointed to more than one
term.
(3) No officers or full-time employees of the
Federal Government shall serve as members of
the Advisory Committee.
(4) The Advisory Committee shall elect a
Chairman and a Vice Chairman from among its
members.
(5) Six members of the Advisory Committee
shall constitute a quorum.
(6) The Advisory Committee shall meet at the
call of the Chairman or a majority of its mem-
bers.
(f) Submission to Department for comment
The Advisory Committee may submit its pro-
posed recommendations to the Department of
Education for comment for a period not to ex-
ceed 30 days in each instance.
(g) Compensation and expenses
Members of the Advisory Committee may each
receive reimbursement for travel expenses inci-
dent to attending Advisory Committee meet-
ings, including per diem in lieu of subsistence,
as authorized by section 5703 of title 5, for per-
sons in the Government service employed inter-
mittently.
(h) Personnel and resources
(1) The Advisory Committee may appoint such
personnel as may be determined necessary by
the Chairman without regard to the provisions
of title 5 governing appointments in the com-
petitive service, and may be paid without regard
to the provisions of chapter 51 and subchapter
III of chapter 53 of such title relating to classi-
fication and General Schedule pay rates, but no
individual so appointed shall be paid in excess of
the rate authorized for GS–18 of the General
Schedule. The Advisory Committee may appoint
Page 720
TITLE 20—EDUCATION
§ 1098
not more than 1 full-time equivalent, nonperma-
nent, consultant without regard to the provi-
sions of title 5. The Advisory Committee shall
not be required by the Secretary to reduce per-
sonnel to meet agency personnel reduction
goals.
(2) In carrying out its duties under this chap-
ter, the Advisory Committee shall consult with
other Federal agencies, representatives of State
and local governments, and private organiza-
tions to the extent feasible.
(3)(A) The Advisory Committee is authorized
to secure directly from any executive depart-
ment, bureau, agency, board, commission, office,
independent establishment, or instrumentality
information, suggestions, estimates, and statis-
tics for the purpose of this section and each such
department, bureau, agency, board, commission,
office, independent establishment, or instrumen-
tality is authorized and directed, to the extent
permitted by law, to furnish such information,
suggestions, estimates, and statistics directly to
the Advisory Committee, upon request made by
the Chairman.
(B) The Advisory Committee may enter into
contracts for the acquisition of information,
suggestions, estimates, and statistics for the
purpose of this section.
(4) The Advisory Committee is authorized to
obtain the services of experts and consultants
without regard to section 3109 of title 5 and to
set pay in accordance with such section.
(5) The head of each Federal agency shall, to
the extent not prohibited by law, cooperate with
the Advisory Committee in carrying out this
section.
(6) The Advisory Committee is authorized to
utilize, with their consent, the services, per-
sonnel, information, and facilities of other Fed-
eral, State, local, and private agencies with or
without reimbursement.
(i) Availability of funds
In each fiscal year not less than $800,000, shall
be available from the amount appropriated for
each such fiscal year from salaries and expenses
of the Department for the costs of carrying out
the provisions of this section.
(j) Special analyses and activities
The Advisory Committee shall—
(1) monitor and evaluate the modernization
of student financial aid systems and delivery
processes and simplifications, including rec-
ommendations for improvement;
(2) assess the adequacy of current methods
for disseminating information about programs
under this subchapter and recommend im-
provements, as appropriate, regarding early
needs assessment and information for first-
year secondary school students;
(3) assess and make recommendations con-
cerning the feasibility and degree of use of ap-
propriate technology in the application for,
and delivery and management of, financial as-
sistance under this subchapter, as well as poli-
cies that promote use of such technology to
reduce cost and enhance service and program
integrity, including electronic application and
reapplication, just-in-time delivery of funds,
reporting of disbursements and reconciliation;
(4) conduct a review and analysis of regula-
tions in accordance with subsection (l); and
(5) conduct a study in accordance with sub-
section (m).
(k) Term of Committee
Notwithstanding the sunset and charter provi-
sions of chapter 10 of title 5 or any other statute
or regulation, the Advisory Committee shall be
authorized until October 1, 2015.
(l) Review and analysis of regulations
(1) Recommendations
The Advisory Committee shall make rec-
ommendations to the Secretary and the au-
thorizing committees for consideration of fu-
ture legislative action regarding redundant or
outdated regulations consistent with the Sec-
retary’s requirements under section 1099c–2 of
this title.
(2) Review and analysis of regulations
(A) Review of current regulations
To meet the requirements of subsection
(d)(10), the Advisory Committee shall con-
duct a review and analysis of the regulations
issued by Federal agencies that are in effect
at the time of the review and that apply to
the operations or activities of institutions of
higher education from all sectors. The re-
view and analysis may include a determina-
tion of whether the regulation is duplica-
tive, is no longer necessary, is inconsistent
with other Federal requirements, or is over-
ly burdensome. In conducting the review,
the Advisory Committee shall pay specific
attention to evaluating ways in which regu-
lations under this subchapter affecting insti-
tutions of higher education (other than in-
stitutions described in section 1002(a)(1)(C)
of this title), that have received in each of
the two most recent award years prior to
August 14, 2008, less than $200,000 in funds
through this subchapter, may be improved,
streamlined, or eliminated.
(B) Review and collection of future regula-
tions
The Advisory Committee shall—
(i) monitor all Federal regulations, in-
cluding notices of proposed rulemaking,
for their impact or potential impact on
higher education; and
(ii) provide a succinct description of each
regulation or proposed regulation that is
generally relevant to institutions of high-
er education from all sectors.
(C) Maintenance of public website
The Advisory Committee shall develop and
maintain an easy to use, searchable, and reg-
ularly updated website that—
(i) provides information collected in sub-
paragraph (B);
(ii) provides an area for the experts and
members of the public to provide rec-
ommendations for ways in which the regu-
lations may be streamlined; and
(iii) publishes the study conducted by
the National Research Council of the Na-
tional Academy of Sciences under section
1106 of the Higher Education Opportunity
Act.
Page 721
TITLE 20—EDUCATION
§ 1098
(3) Consultation
(A) In general
In carrying out the review, analysis, and
development of the website required under
paragraph (2), the Advisory Committee shall
consult with the Secretary, other Federal
agencies, relevant representatives of institu-
tions of higher education, individuals who
have expertise and experience with Federal
regulations, and the review panels described
in subparagraph (B).
(B) Review panels
The Advisory Committee shall convene
not less than two review panels of represent-
atives of the groups involved in higher edu-
cation, including individuals involved in stu-
dent financial assistance programs under
this subchapter, who have experience and ex-
pertise in the regulations issued by the Fed-
eral Government that affect all sectors of
higher education, in order to review the reg-
ulations and to provide recommendations to
the Advisory Committee with respect to the
review and analysis under paragraph (2). The
panels shall be made up of experts in areas
such as the operations of the financial as-
sistance programs, the institutional eligi-
bility requirements for the financial assist-
ance programs, regulations not directly re-
lated to the operations or the institutional
eligibility requirements of the financial as-
sistance programs, and regulations for dis-
semination of information to students about
the financial assistance programs.
(4) Periodic updates to the authorizing com-
mittees
The Advisory Committee shall—
(A) submit, not later than two years after
the completion of the negotiated rulemaking
process required under section 1098a of this
title resulting from the amendments to this
chapter made by the Higher Education Op-
portunity Act, a report to the authorizing
committees and the Secretary detailing the
review panels’ findings and recommenda-
tions with respect to the review of regula-
tions; and
(B) provide periodic updates to the author-
izing committees regarding—
(i) the impact of all Federal regulations
on all sectors of higher education; and
(ii) suggestions provided through the
website for streamlining or eliminating
duplicative regulations.
(5) Additional support
The Secretary and the Inspector General of
the Department shall provide such assistance
and resources to the Advisory Committee as
the Secretary and Inspector General deter-
mine are necessary to conduct the review and
analysis required by this subsection.
(m) Study of innovative pathways to bacca-
laureate degree attainment
(1) Study required
The Advisory Committee shall conduct a
study of the feasibility of increasing bacca-
laureate degree attainment rates by reducing
the costs and financial barriers to attaining a
baccalaureate degree through innovative pro-
grams.
(2) Scope of study
The Advisory Committee shall examine new
and existing programs that promote bacca-
laureate degree attainment through innova-
tive ways, such as dual or concurrent enroll-
ment programs, changes made to the Federal
Pell Grant program, simplification of the
needs analysis process, compressed or modular
scheduling, articulation agreements, and pro-
grams that allow two-year institutions of
higher education to offer baccalaureate de-
grees.
(3) Required aspects of the study
In performing the study described in this
subsection, the Advisory Committee shall ex-
amine the following aspects of such innovative
programs:
(A) The impact of such programs on bacca-
laureate attainment rates.
(B) The degree to which a student’s total
cost of attaining a baccalaureate degree can
be reduced by such programs.
(C) The ways in which low- and moderate-
income students can be specifically targeted
by such programs.
(D) The ways in which nontraditional stu-
dents can be specifically targeted by such
programs.
(E) The cost-effectiveness for the Federal
Government, States, and institutions of
higher education to implement such pro-
grams.
(4) Consultation
(A) In general
In performing the study described in this
subsection, the Advisory Committee shall
consult with a broad range of interested par-
ties in higher education, including parents,
students, appropriate representatives of sec-
ondary schools and institutions of higher
education, appropriate State administrators,
administrators of dual or concurrent enroll-
ment programs, and appropriate Department
officials.
(B) Consultation with the authorizing com-
mittees
The Advisory Committee shall consult on
a regular basis with the authorizing commit-
tees in carrying out the study required by
this subsection.
(5) Reports to authorizing committees
(A) Interim report
The Advisory Committee shall prepare and
submit to the authorizing committees and
the Secretary an interim report, not later
than one year after August 14, 2008, describ-
ing the progress made in conducting the
study required by this subsection and any
preliminary findings on the topics identified
under paragraph (2).
(B) Final report
The Advisory Committee shall, not later
than three years after August 14, 2008, pre-
Page 722
TITLE 20—EDUCATION
§ 1098
pare and submit to the authorizing commit-
tees and the Secretary a final report on the
study, including recommendations for legis-
lative,
regulatory,
and
administrative
changes based on findings related to the top-
ics identified under paragraph (2).
(Pub. L. 89–329, title IV, § 491, as added Pub. L.
99–498, title IV, § 407(a), Oct. 17, 1986, 100 Stat.
1492; amended Pub. L. 100–50, § 15(16)–(18), June 3,
1987, 101 Stat. 357; Pub. L. 102–325, title IV, § 496,
July 23, 1992, 106 Stat. 631; Pub. L. 103–208,
§ 2(h)(45), (46), Dec. 20, 1993, 107 Stat. 2478; Pub. L.
105–244, title IV, § 490C, Oct. 7, 1998, 112 Stat. 1754;
Pub. L. 110–315, title IV, § 494C, Aug. 14, 2008, 122
Stat. 3319; Pub. L. 111–39, title IV, § 407(b)(11),
July 1, 2009, 123 Stat. 1953; Pub. L. 113–174, § 2,
Sept. 26, 2014, 128 Stat. 1900; Pub. L. 117–286,
§ 4(a)(147), Dec. 27, 2022, 136 Stat. 4322.)
Editorial Notes
REFERENCES IN TEXT
Section 1233g of this title, referred to in subsec. (b),
was repealed by Pub. L. 103–382, title II, § 212(a)(2), Oct.
20, 1994, 108 Stat. 3913.
The Higher Education Opportunity Act, referred to in
subsec. (l)(4)(A), is Pub. L. 110–315, Aug. 14, 2008, 122
Stat. 3078. Section 1106 of the Act is not classified to
the Code. For complete classification of such Act to the
Code, see Short Title of 2008 Amendment note set out
under section 1001 of this title and Tables.
PRIOR PROVISIONS
A prior section 1098, Pub. L. 89–329, title IV, § 491, as
added Pub. L. 96–374, title IV, § 451(a), Oct. 3, 1980, 94
Stat. 1454; amended Pub. L. 98–79, § 11, Aug. 15, 1983, 97
Stat. 484, related to a National Commission on Student
Financial Assistance, prior to the general revision of
this part by Pub. L. 99–498.
Another prior section 491 of Pub. L. 89–329 amended
former section 403 of this title.
AMENDMENTS
2022—Subsec. (k). Pub. L. 117–286 substituted ‘‘chapter
10 of title 5’’ for ‘‘the Federal Advisory Committee
Act’’.
2014—Subsec. (k). Pub. L. 113–174 substituted ‘‘2015’’
for ‘‘2014’’.
2009—Subsec. (l)(2)(A). Pub. L. 111–39 made technical
amendment to reference in original act which appears
in text as reference to August 14, 2008.
2008—Subsec. (a)(1). Pub. L. 110–315, § 494C(b), sub-
stituted ‘‘authorizing committees’’ for ‘‘Congress’’.
Subsec. (a)(2)(D) to (F). Pub. L. 110–315, § 494C(a)(1),
added subpars. (D) to (F).
Subsec. (b). Pub. L. 110–315, § 494C(b), substituted ‘‘au-
thorizing committees’’ for ‘‘Congress’’.
Subsec. (c). Pub. L. 110–315, § 494C(a)(2), added subsec.
(c) and struck out former subsec. (c) relating to ap-
pointment and qualifications of Advisory Committee
members.
Subsec. (d)(6). Pub. L. 110–315, § 494C(a)(3)(A), (b), sub-
stituted ‘‘authorizing committees’’ for ‘‘Congress’’ and
struck out ‘‘, but nothing in this section shall author-
ize the committee to perform such studies, surveys, or
analyses’’ before semicolon.
Subsec.
(d)(9)
to
(11).
Pub.
L.
110–315,
§ 494C(a)(3)(B)–(D), added pars. (9) and (10) and redesig-
nated former par. (9) as (11).
Subsec. (e)(1). Pub. L. 110–315, § 494C(a)(4)(A), sub-
stituted ‘‘4 years’’ for ‘‘3 years’’ in introductory provi-
sion.
Subsec. (e)(2). Pub. L. 110–315, § 494C(a)(4)(B), sub-
stituted ‘‘A member of the Advisory Committee serving
on August 14, 2008, shall be permitted to serve the dura-
tion of the member’s term, regardless of whether the
member was previously appointed to more than one
term.’’ for ‘‘A member of the Advisory Committee
shall, upon request, continue to serve after the expira-
tion of a term until a successor has been appointed. A
member of the Advisory Committee may be re-
appointed to successive terms on the Advisory Com-
mittee.’’
Subsec. (j)(1). Pub. L. 110–315, § 494C(a)(5)(A), inserted
‘‘and simplifications’’ after ‘‘delivery processes’’ and
struck out ‘‘including the implementation of a per-
formance-based organization within the Department,
and report to Congress regarding such modernization
on not less than an annual basis,’’ before ‘‘including
recommendations for improvement’’.
Subsec. (j)(4), (5). Pub. L. 110–315, § 494C(a)(5)(B), added
pars. (4) and (5) and struck out former pars. (4) and (5)
which read as follows:
‘‘(4) assess the implications of distance education on
student eligibility and other requirements for financial
assistance under this subchapter, and make rec-
ommendations that will enhance access to postsec-
ondary education through distance education while
maintaining access, through on-campus instruction at
eligible institutions, and program integrity; and
‘‘(5) make recommendations to the Secretary regard-
ing redundant or outdated provisions of and regulations
under this chapter, consistent with the Secretary’s re-
quirements under section 1099c–2 of this title.’’
Subsec. (k). Pub. L. 110–315, § 494C(a)(6), substituted
‘‘2014’’ for ‘‘2004’’.
Subsecs. (l), (m). Pub. L. 110–315, § 494C(a)(7), added
subsecs. (l) and (m).
1998—Subsec. (b). Pub. L. 105–244, § 490C(1), substituted
‘‘, expenditures and staffing levels’’ for ‘‘and expendi-
tures’’ in second sentence and inserted ‘‘Reports, publi-
cations, and other documents of the Advisory Com-
mittee, including such reports, publications, and docu-
ments in electronic form, shall not be subject to review
by the Secretary.’’ after third sentence.
Subsec. (e)(3) to (6). Pub. L. 105–244, § 490C(2), added
par. (3) and redesignated former pars. (3) to (5) as (4) to
(6), respectively.
Subsec. (g). Pub. L. 105–244, § 490C(3), substituted
‘‘Members of the Advisory Committee may each’’ for
‘‘(1) Members of the Advisory Committee who are of-
ficers or full-time employees of the United States shall
serve without compensation in addition to that re-
ceived for their services as officers or employees of the
United States; but they may be allowed travel ex-
penses, including per diem in lieu of subsistence, as au-
thorized by section 5703 of title 5, for persons in the
Government service employed intermittently.
‘‘(2) Members of the Advisory Committee who are not
officers or full-time employees of the United States
may each’’.
Subsec. (h)(1). Pub. L. 105–244, § 490C(4), inserted ‘‘de-
termined’’ after ‘‘as may be’’ and inserted at end ‘‘The
Advisory Committee may appoint not more than 1 full-
time equivalent, nonpermanent, consultant without re-
gard to the provisions of title 5. The Advisory Com-
mittee shall not be required by the Secretary to reduce
personnel to meet agency personnel reduction goals.’’
Subsec. (i). Pub. L. 105–244, § 490C(5), substituted
‘‘$800,000’’ for ‘‘$750,000’’.
Subsec. (j). Pub. L. 105–244, § 490C(6), amended heading
and text of subsec. (j) generally. Prior to amendment,
text read as follows: ‘‘The committee shall—
‘‘(1) monitor and evaluate the program modifica-
tions resulting from the enactment of the Higher
Education Amendments of 1992, especially as such
amendments relate to the need analysis;
‘‘(2) monitor and evaluate the implementation, pur-
suant to section 1090 of this title, of a Free Applica-
tion for Federal Student Aid and the process for de-
termining eligibility and awards for programs under
this subchapter, including a simplified reapplication
process;
‘‘(3) assess the adequacy of current methods for dis-
seminating information about programs under this
subchapter and recommend improvements, as appro-
Page 723
TITLE 20—EDUCATION
§ 1098a
priate, regarding early needs assessment and infor-
mation for first-year high school students; and
‘‘(4) assess the adequacy of methods of monitoring
student debt burden.’’
Subsec. (k). Pub. L. 105–244, § 490C(7), substituted
‘‘2004’’ for ‘‘1998’’.
Subsec. (l). Pub. L. 105–244, § 490C(8), struck out head-
ing and text of subsec. (l) which directed Advisory Com-
mittee to conduct a study of means of simplifying all
aspects of loan programs under part B of this sub-
chapter.
1993—Subsec. (d)(1). Pub. L. 103–208, § 2(h)(45), struck
out ‘‘sections 1070a–1 through 1070a–5 of this title and’’
after ‘‘established under’’.
Subsec. (h)(1). Pub. L. 103–208, § 2(h)(46), substituted
‘‘subchapter III’’ for ‘‘subtitle III’’ before ‘‘of chapter 53
of such title’’.
1992—Subsec. (b). Pub. L. 102–325, § 496(a), inserted
after first sentence ‘‘Notwithstanding Department of
Education policies and regulations, the Advisory Com-
mittee shall exert independent control of its budget al-
locations and expenditures, personnel decisions and
processes, procurements, and other administrative and
management functions. The Advisory Committee’s ad-
ministration and management shall be subject to the
usual and customary Federal audit procedures.’’
Subsec. (d)(3). Pub. L. 102–325, § 496(b)(1), struck out
‘‘and in assessing the impact of legislative and admin-
istrative policy proposals’’ after ‘‘student aid’’.
Subsec. (d)(4) to (9). Pub. L. 102–325, § 496(b)(2)–(6),
added par. (4), redesignated former pars. (4) to (7) as (5)
to (8), respectively, and added par. (9).
Subsec. (h)(4). Pub. L. 102–325, § 496(c), substituted
‘‘without regard to’’ for ‘‘in accordance with’’ and in-
serted before period at end ‘‘and to set pay in accord-
ance with such section’’.
Subsec. (i). Pub. L. 102–325, § 496(d), substituted
‘‘$750,000’’ for ‘‘$500,000’’.
Subsecs. (j) to (l). Pub. L. 102–325, § 496(e), added sub-
secs. (j) to (l) and struck out former subsec. (j), which
related to special institutional lender study.
1987—Subsec. (b). Pub. L. 100–50, § 15(16), inserted at
end ‘‘The Secretary’s authority to terminate advisory
committees of the Department pursuant to section
1233g(b) of this title ceased to be effective on June 23,
1983.’’
Subsec. (i). Pub. L. 100–50, § 15(17), substituted ‘‘In
each fiscal year not less than $500,000’’ for ‘‘An amount,
not to exceed $500,000 in any fiscal year’’.
Subsec. (j). Pub. L. 100–50, § 15(18), added subsec. (j).
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2009 AMENDMENT
Amendment by Pub. L. 111–39 effective as if enacted
on the date of enactment of Pub. L. 110–315 (Aug. 14,
2008), see section 3 of Pub. L. 111–39, set out as a note
under section 1001 of this title.
EFFECTIVE DATE OF 1998 AMENDMENT
Amendment by Pub. L. 105–244 effective Oct. 1, 1998,
except as otherwise provided in Pub. L. 105–244, see sec-
tion 3 of Pub. L. 105–244, set out as a note under section
1001 of this title.
EFFECTIVE DATE OF 1993 AMENDMENT
Amendment by Pub. L. 103–208 effective as if included
in the Higher Education Amendments of 1992, Pub. L.
102–325, except as otherwise provided, see section 5(a) of
Pub. L. 103–208, set out as a note under section 1051 of
this title.
EFFECTIVE DATE OF 1987 AMENDMENT
Amendment by Pub. L. 100–50 effective as if enacted
as part of the Higher Education Amendments of 1986,
Pub. L. 99–498, see section 27 of Pub. L. 100–50, set out
as a note under section 1001 of this title.
REFERENCES IN OTHER LAWS TO GS–16, 17, OR 18 PAY
RATES
References in laws to the rates of pay for GS–16, 17,
or 18, or to maximum rates of pay under the General
Schedule, to be considered references to rates payable
under specified sections of Title 5, Government Organi-
zation and Employees, see section 529 [title I, § 101(c)(1)]
of Pub. L. 101–509, set out in a note under section 5376
of Title 5.
§ 1098a. Regional meetings and negotiated rule-
making
(a) Meetings
(1) In general
The Secretary shall obtain public involve-
ment in the development of proposed regula-
tions for this subchapter. The Secretary shall
obtain the advice of and recommendations
from individuals and representatives of the
groups involved in student financial assistance
programs under this subchapter, such as stu-
dents, legal assistance organizations that rep-
resent students, institutions of higher edu-
cation, State student grant agencies, guaranty
agencies, lenders, secondary markets, loan
servicers, guaranty agency servicers, and col-
lection agencies.
(2) Issues
The Secretary shall provide for a com-
prehensive discussion and exchange of infor-
mation concerning the implementation of this
subchapter through such mechanisms as re-
gional meetings and electronic exchanges of
information. The Secretary shall take into ac-
count the information received through such
mechanisms in the development of proposed
regulations and shall publish a summary of
such information in the Federal Register to-
gether with such proposed regulations.
(b) Draft regulations
(1) In general
After obtaining the advice and recommenda-
tions described in subsection (a)(1) and before
publishing proposed regulations in the Federal
Register, the Secretary shall prepare draft
regulations implementing this subchapter and
shall submit such regulations to a negotiated
rulemaking process. Participants in the nego-
tiations process shall be chosen by the Sec-
retary from individuals nominated by groups
described in subsection (a)(1), and shall in-
clude both representatives of such groups from
Washington, D.C., and industry participants.
The Secretary shall select individuals with
demonstrated expertise or experience in the
relevant subjects under negotiation, reflecting
the diversity in the industry, representing
both large and small participants, as well as
individuals serving local areas and national
markets. The negotiation process shall be con-
ducted in a timely manner in order that the
final regulations may be issued by the Sec-
retary within the 360-day period described in
section 1232(e) of this title.
(2) Expansion of negotiated rulemaking
All regulations pertaining to this subchapter
that are promulgated after October 7, 1998,
shall be subject to a negotiated rulemaking
(including the selection of the issues to be ne-
gotiated), unless the Secretary determines
that applying such a requirement with respect
to given regulations is impracticable, unneces-
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** Any person who knowingly and willfully embezzles, misapplies, steals, obtains by fraud, false statement, or forgery, or fails to refund any funds, assets, or property provided or insured under this subchapter or attempts to so embezzle, misapply, steal, obtain by fraud, false statement or forgery, or fail to refund any funds, assets, or property, shall be fined not more than $20,000 or imprisoned for not more than 5 years, or both, except if the amount so embezzled, misapplied, stolen, obtained by fraud, false statement, or forgery, or failed to be refunded does not exceed $200, then the fine shall not be more than $5,000 and imprisonment shall not exceed one year, or both.
**(b) Assignment of loans** Any person who knowingly and willfully makes any false statement, furnishes any false information, or conceals any material information in connection with the assignment of a loan which is made or insured under this subchapter or attempts to so make any false statement, furnish any false information, or conceal any material information in connection with such assignment shall, upon conviction thereof, be fined not more than $10,000 or imprisoned for not more than one year, or both.
**(c) Inducements to lend or assign** Any person who knowingly and willfully makes an unlawful payment to an eligible lender under part B or attempts to make such unlawful payment as an inducement to make, or to acquire by assignment, a loan insured under such part shall, upon conviction thereof, be fined not more than $10,000 or imprisoned for not more than one year, or both.
**(d) Obstruction of justice** Any person who knowingly and willfully destroys or conceals any record relating to the provision of assistance under this subchapter or attempts to so destroy or conceal
Stored review status: release_metadata_unconfirmed. The source passage cites 20 U.S.C. § 1097. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 1097. Criminal penalties
(a) In general
Any person who knowingly and willfully em-
bezzles, misapplies, steals, obtains by fraud,
false statement, or forgery, or fails to refund
any funds, assets, or property provided or in-
sured under this subchapter or attempts to so
embezzle, misapply, steal, obtain by fraud, false
statement or forgery, or fail to refund any
funds, assets, or property, shall be fined not
more than $20,000 or imprisoned for not more
than 5 years, or both, except if the amount so
embezzled,
misapplied,
stolen,
obtained
by
fraud, false statement, or forgery, or failed to be
refunded does not exceed $200, then the fine shall
not be more than $5,000 and imprisonment shall
not exceed one year, or both.
(b) Assignment of loans
Any person who knowingly and willfully
makes any false statement, furnishes any false
information, or conceals any material informa-
tion in connection with the assignment of a loan
which is made or insured under this subchapter
or attempts to so make any false statement, fur-
nish any false information, or conceal any mate-
rial information in connection with such assign-
ment shall, upon conviction thereof, be fined not
more than $10,000 or imprisoned for not more
than one year, or both.
(c) Inducements to lend or assign
Any person who knowingly and willfully
makes an unlawful payment to an eligible lend-
er under part B or attempts to make such un-
lawful payment as an inducement to make, or to
acquire by assignment, a loan insured under
such part shall, upon conviction thereof, be
fined not more than $10,000 or imprisoned for not
more than one year, or both.
(d) Obstruction of justice
Any person who knowingly and willfully de-
stroys or conceals any record relating to the
provision of assist
Stored review status: historical_2024_not_currentness_verified. The source passage cites 20 U.S.C. § 1097. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Establishment and purpose**
(1) There is established in the Department an independent Advisory Committee on Student Financial Assistance (hereafter in this section referred to as the “Advisory Committee”) which shall provide advice and counsel to the authorizing committees and to the Secretary on student financial aid matters.
(2) The purpose of the Advisory Committee is—
(A) to provide extensive knowledge and understanding of the Federal, State, and institutional programs of postsecondary student assistance;
(B) to provide technical expertise with regard to systems of needs analysis and application forms;
(C) to make recommendations that will result in the maintenance of access to postsecondary education for low- and middle-income students;
(D) to provide knowledge and understanding of early intervention programs, and to make recommendations that will result in early awareness by low- and moderate-income students and families—
(i) of their eligibility for assistance under this subchapter; and
(ii) to the extent practicable, of their eligibility for other forms of State and institutional need-based student assistance;
(E) to make recommendations that will expand and improve partnerships among the Federal Government, States, institutions of higher education, and private entities to increase the awareness and the total amount of need-based student assistance available to low- and moderate-income students; and
(F) to collect information on Federal regulations, and on the impact of Federal regulations on student financial assistance and on the cost of receiving a postsecondary education, and to make recommendations to help streamline the regulations for institutions of higher education from all sectors.
**(b) Independence of Advisory Com